Harry M. Oldham
Professional summary
Harry Matthews Oldham III, who also goes by Matt Oldham, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Alpharetta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Alpharetta, Georgia.
Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Harry has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harry Matthews Oldham III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 5305 Windward Pkwy, Alpharetta, GA 30004January 27, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 5305 Windward Pkwy, Alpharetta, GA 30004Office #2: 5150 Mcginnis Ferry Rd, Alpharetta, GA 30005Office #3: 5690 Atlanta Hwy, Alpharetta, GA 30004Office #4: 6005 Post Rd, Cumming, GA 30040February 8, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
June 22, 2009 - January 31, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 2009 - January 31, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 23, 2003 - June 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
September 6, 2001 - June 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
September 17, 1999 - September 5, 2001
CARTER, TERRY & COMPANY, INC.
February 2, 1998 - September 15, 1999
FIDELITY NATIONAL CAPITAL INVESTORS, INC.
January 17, 1996 - February 4, 1998
WACHOVIA SECURITIES, INC.
February 27, 1995 - February 13, 1996
INVESTMENTPOST INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2022)
(3/24/2017)
(5/1/2020)
(2/12/2015)
(2/8/2012)
(8/30/2016)
(5/14/2025)
(11/23/2021)
(11/1/2022)
(8/26/2020)
(3/26/2023)
(4/26/2018)
(5/20/2022)
(10/23/2018)
(2/15/2018)
(5/22/2025)
(8/21/2018)
(6/5/2018)
(8/22/2018)
(5/9/2014)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
