Curtis A. Prokuski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis Allan Prokuski, who also goes by Curt Allan Prokuski, Curt Prokuski, Curtis Prokuski, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 1994. Curtis had worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - January 10, 2022
T. ROWE PRICE ADVISORY SERVICES, INC.
November 1, 2012 - December 31, 2014
T. ROWE PRICE ADVISORY SERVICES, INC.
December 2, 2011 - November 1, 2012
T. ROWE PRICE ADVISORY SERVICES, INC.
June 24, 2010 - January 10, 2022
T. ROWE PRICE INVESTMENT SERVICES, INC.
December 17, 2008 - April 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 7, 2007 - April 6, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 1997 - May 6, 1997
ONE ORCHARD EQUITIES, INC.
March 1, 1996 - January 3, 1997
THE GREAT-WEST LIFE ASSURANCE COMPANY
December 12, 1994 - March 1, 1995
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
