Gerald W. Hall

HBKS WEALTH ADVISORS

Fredonia, NY 14063

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CRD#: 2566131

Professional summary

Gerald William Hall, who also goes by Jerry Hall, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Fredonia, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Fredonia, New York.

Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gerald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Hall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald William Hall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2016 - Present

HBKS WEALTH ADVISORS

Office #1: 33 Church Street 2nd Floor, Fredonia, NY 14063

RIA

CRD#: 112139

Fredonia, NY

Current

May 3, 2016 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 33 Church Street 2nd Floor, Fredonia, NY 14063

CRD#: 35747

Fredonia, NY

Past

November 9, 2011 - May 3, 2016

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FREDONIA, NY

Past

November 6, 2002 - May 3, 2016

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FREDONIA, NY

Past

February 20, 1997 - November 7, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 3, 1995 - November 29, 1996

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

January 3, 1995 - November 29, 1996

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/3/2016)

Colorado
(9/25/2020)

Florida
(5/3/2016)

IAR

Florida
(7/8/2016)

Georgia
(10/13/2022)

Illinois
(10/13/2022)

Michigan
(1/2/2020)

Minnesota
(10/13/2022)

New York
(5/3/2016)

IAR

New York
(7/29/2021)

North Carolina
(5/3/2016)

Pennsylvania
(5/3/2016)

South Carolina
(9/25/2020)

IAR

Texas
(11/9/2017)

Virginia
(10/13/2022)

West Virginia
(5/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/29/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/29/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/17/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/20/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HBKS WEALTH ADVISORS

CRD#: 112139 / SEC#: 801-60424

RIA

Registered Investment Advisory firm - (7/19/2001 Approved)

Ohio

Registered Investment Advisory firm - (11/28/2000 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/29/2001 Terminated)

Wyoming

Registered Investment Advisory firm - (11/9/2017 Terminated)

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Contact information

Main Address

2725 Colonial Ave, Erie, PA 16506

Mailing Address

Phone number

(814) 836-5776

Established

Firm type

Fiscal year end

# of Employees

109

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HBKS WEALTH ADVISORS FORM ADV PART 2A 2-17-26 (2/17/2026)

Regulatory assets under management

Total Number of Accounts	21,190
AUM (Assets Under Management)	$ 7,661,939,874

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/20/2026	Cover Page	Report
10/25/2024	Cover Page	Report
07/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald W. Hall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gerald William Hall's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HBKS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/1997

Series 63

Date: 12/29/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/12/1997

Series 6

Date: 12/29/1994

Series 51

Date: 8/17/2004

Series 24

Date: 1/20/2003

FINRA

Current Firm

HBKS WEALTH ADVISORS

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HBKS WEALTH ADVISORS

TRUST BUT VERIFY

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