GH
Gerald W. Hall
HBKS WEALTH ADVISORS
Fredonia, NY 14063
Some features on this profile are disabled
CRD#: 2566131
GH
Professional summary
Gerald William Hall, who also goes by Jerry Hall, is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Fredonia, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Fredonia, New York.
Gerald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Gerald has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Support, Co. Not Investment Related. Fredonia, NY. Start 05/2009. Life Insurance. Independent Contractor. 0 hours per month. Non Variable Insurance. 2. HBK Sorce Insurance. Not Investment Related. Fredonia, NY. Insurance. Agent. 10 hours per month during trading. 3. HBKS Wealth Advisors. Investment Related. Fredonia, NY RIA. IAR. 110 hours per month during trading. 4. HBK Naples Realty. Investment Related. Canfield, OH. Rental Property. Principal/Owner. Start 03/2017. 0 hours per month. Passive. 5.HBK Financial Holdings. Not Investment Related. Canfield, OH. Holding Company. Passive Owner. Start 09/2017. 0 hours per month. 6. HBK Sorce Holdings. Investment Related. Canfield, OH. Holding Company. Passive Owner/Member. 0 Hours per month. 7. HBK Fort Myers Realty, LLC. Investment Related. Canfield OH. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 8. HBK Erie Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 9. HBK Hermitage Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 10. HBK Meadville Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner.
CRS (Client Relationship Summary) - RIA
Click below to view Gerald William Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2016 - Present
HBKS WEALTH ADVISORS
Office #1: 33 Church Street 2nd Floor, Fredonia, NY 14063RIA
CRD#: 112139
Fredonia, NY
Current
May 3, 2016 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 33 Church Street 2nd Floor, Fredonia, NY 14063BD
CRD#: 35747
Fredonia, NY
Past
November 9, 2011 - May 3, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FREDONIA, NY
Past
November 6, 2002 - May 3, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FREDONIA, NY
Past
February 20, 1997 - November 7, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 3, 1995 - November 29, 1996
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 3, 1995 - November 29, 1996
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/3/2016)
RR
Colorado(9/25/2020)
RR
Florida(5/3/2016)
IAR
Florida(7/8/2016)
RR
Georgia(10/13/2022)
RR
Illinois(10/13/2022)
RR
Michigan(1/2/2020)
RR
Minnesota(10/13/2022)
RR
New York(5/3/2016)
IAR
New York(7/29/2021)
RR
North Carolina(5/3/2016)
RR
Pennsylvania(5/3/2016)
RR
South Carolina(9/25/2020)
IAR
Texas(11/9/2017)
RR
Virginia(10/13/2022)
RR
West Virginia(5/3/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
