Dominick A. Carlino
Professional summary
Dominick Anthony Carlino, who also goes by Dominick A Carlino, Dominick Carlino, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Dominick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Dominick has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dominick Anthony Carlino's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2023 - Present
PGIM INVESTMENTS LLC
Office #1: 655 Broad Street, Newark, NJ 07102October 16, 2023 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102October 11, 2013 - September 26, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2013 - September 26, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 2005 - April 14, 2011
MORGAN STANLEY DISTRIBUTION, INC.
May 26, 2005 - September 19, 2006
MORGAN STANLEY & CO. LLC
August 1, 2003 - May 20, 2005
SUSQUEHANNA FINANCIAL GROUP, LLLP
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/19/2023)
(10/20/2023)
(10/18/2023)
(10/17/2023)
(10/16/2023)
(10/16/2023)
(10/17/2023)
(10/23/2023)
(10/16/2023)
(10/16/2023)
(10/18/2023)
(10/17/2023)
(10/17/2023)
(10/20/2023)
(10/17/2023)
(10/16/2023)
(10/17/2023)
(10/17/2023)
(10/16/2023)
(10/17/2023)
(10/16/2023)
(10/16/2023)
(10/18/2023)
(10/19/2023)
(10/18/2023)
(10/17/2023)
(10/17/2023)
(10/16/2023)
(10/19/2023)
(10/20/2023)
(10/18/2023)
(10/18/2023)
(10/30/2023)
(10/18/2023)
(10/23/2023)
(10/17/2023)
(10/18/2023)
(10/17/2023)
(10/17/2023)
(10/30/2023)
(10/17/2023)
(10/23/2023)
(10/20/2023)
(10/18/2023)
(10/17/2023)
(10/17/2023)
(10/17/2023)
(10/17/2023)
(10/17/2023)
(10/23/2023)
(10/17/2023)
(10/25/2023)
Exams
FINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
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