Brian F. Dow

ADHESION WEALTH ADVISOR SOLUTIONS

Fairfield, CT

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CRD#: 2565968

Professional summary

Brian F Dow, who also goes by Brian Fenn Dow, is a registered financial advisor currently at ADHESION WEALTH ADVISOR SOLUTIONS located in Fairfield, Connecticut.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Brian has worked at 11 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Fenn Dow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian F Dow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 22, 2024 - Present

ADHESION WEALTH ADVISOR SOLUTIONS

RIA

CRD#: 143593

Fairfield, CT

Past

June 24, 2022 - February 3, 2023

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

June 24, 2022 - February 3, 2023

PERSHING ADVISOR SOLUTIONS LLC

CRD#: 36671

JERSEY CITY, NJ

Past

March 17, 2020 - January 21, 2022

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

RIA

CRD#: 301896

FAIRFIELD, CT

Past

December 7, 2012 - January 7, 2022

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

December 7, 2012 - January 7, 2022

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

Past

September 16, 2004 - December 31, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

September 16, 2004 - September 26, 2012

J.P. MORGAN CLEARING CORP.

CRD#: 28432

NEW YORK, NY

Past

January 17, 2002 - August 20, 2004

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

April 2, 1997 - July 21, 1998

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

September 13, 1996 - March 19, 1997

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

May 18, 1995 - August 8, 1995

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

December 12, 1994 - March 16, 1995

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADHESION WEALTH ADVISOR SOLUTIONS

ADHESION WEALTH ADVISOR SOLUTIONS | ATRIA INVESTMENTS, INC. | ATRIA INVESTMENTS LLC | ATRIA INVESTMENT MANAGEMENT, LLC | ATRIA INVESTMENT MANAGEMENT

CRD#: 143593 / SEC#: 801-67829

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/9/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/16/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/9/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/11/2005

General Securities Principal Examination

Current Firm

ADHESION WEALTH ADVISOR SOLUTIONS

ADHESION WEALTH ADVISOR SOLUTIONS | ATRIA INVESTMENTS, INC. | ATRIA INVESTMENTS LLC | ATRIA INVESTMENT MANAGEMENT, LLC | ATRIA INVESTMENT MANAGEMENT

CRD#: 143593 / SEC#: 801-67829

RIA

Registered Investment Advisory firm - (4/24/2007 Approved)

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Contact information

Main Address

2825 South Blvd Suite 500, Charlotte, NC 28209

Mailing Address

Phone number

(888) 295-8351

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADHESION WEALTH ADVISOR SOLUTIONS: FORM ADV PART 2 BROCHURE 2024_12.2.24 (4/16/2025)

Regulatory assets under management

Total Number of Accounts	32,716
AUM (Assets Under Management)	$ 10,425,682,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian F. Dow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian F Dow's CRS (Customer Relationship Summary).

Certified licenses

Experience

PERSHING LLC

PERSHING ADVISOR SOLUTIONS LLC

FIDELITY INSTITUTIONAL WEALTH ADVISER LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN CLEARING CORP.

NATIONAL FINANCIAL SERVICES LLC

CHARLES SCHWAB & CO., INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

WELLS FARGO SECURITIES INC.

WELLS FARGO SECURITIES INC.

Primary Firm SEC Registration

ADHESION WEALTH ADVISOR SOLUTIONS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2020

Series 66

Date: 11/9/2004

Series 63

Date: 12/16/1994

SIE

Date: 10/1/2018

Series 7

Date: 1/16/2002

Series 6

Date: 12/9/1994

Series 24

Date: 8/11/2005

Current Firm

ADHESION WEALTH ADVISOR SOLUTIONS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADHESION WEALTH ADVISOR SOLUTIONS

TRUST BUT VERIFY

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