Mersin Capollari

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Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#

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Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#

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Years of Experience

32 years registered in the securities industry

Current & Past Employments

Current

FORESIDE FUND SERVICES, LLCCurrent·CRD# 46106

BD

190 Middle Street Suite 301, Portland, ME 04101

January 10, 2025 - Present

Past

PARALEL DISTRIBUTORSPast·CRD# 316115

BD

Denver, CO

August 8, 2024 - November 15, 2024

MCG SECURITIES LLCPast·CRD# 163144

BD

Wayne, PA

April 28, 2023 - September 14, 2023

BUTLER CAPITAL PARTNERSPast·CRD# 114242

BD

New York, NY

July 12, 2022 - April 28, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLCPast·CRD# 111514

RIA

Scarsdale, NY

May 19, 2020 - May 25, 2021

TD AMERITRADE, INC.Past·CRD# 7870

RIA

Scarsdale, NY

May 18, 2020 - May 25, 2021

TD AMERITRADE, INC.Past·CRD# 7870

BD

Scarsdale, NY

April 16, 2020 - May 25, 2021

TRANSAMERICA CAPITAL, LLCPast·CRD# 8217

BD

Denver, CO

March 19, 2018 - August 15, 2018

OPPENHEIMERFUNDS DISTRIBUTOR, INC.Past·CRD# 7834

BD

New York, NY

August 9, 2011 - July 11, 2017

PGIM INVESTMENTS LLCPast·CRD# 105670

RIA

Dublin, OH

January 5, 2011 - August 9, 2011

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLCPast·CRD# 18353

BD

Newark, NJ

March 16, 2005 - August 9, 2011

PGIM INVESTMENTS LLCPast·CRD# 105670

RIA

Newark, NJ

March 7, 2006 - December 31, 2010

OPPENHEIMERFUNDS DISTRIBUTOR, INC.Past·CRD# 7834

BD

New York, NY

July 11, 2000 - February 23, 2005

ALLIANCEBERNSTEIN INVESTMENTS, INC.Past·CRD# 14549

BD

Nashville, TN

November 17, 1998 - May 31, 2000

MORGAN STANLEY DW INC.Past·CRD# 7556

BD

Purchase, NY

February 5, 1997 - February 24, 1998

GKN SECURITIES CORP.Past·CRD# 19415

BD

New York, NY

September 26, 1995 - January 7, 1997

D. H. BLAIR & CO., INC.Past·CRD# 6833

BD

New York, NY

February 1, 1995 - August 3, 1995

LT LAWRENCE & CO., INC.Past·CRD# 31956

BD

New York, NY

January 3, 1995 - February 1, 1995

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Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#

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Current Firm

FF

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293

BD

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER	—
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

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Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(1/2/2026)

RR

Arizona
(6/9/2026)

RR

Arkansas
(1/2/2026)

RR

California
(9/22/2025)

RR

Colorado
(6/9/2026)

RR

Connecticut
(1/10/2025)

RR

Delaware
(1/2/2026)

RR

District of Columbia
(1/2/2026)

RR

Florida
(1/10/2025)

RR

Georgia
(1/10/2025)

RR

Hawaii
(8/21/2026)

RR

Idaho
(6/9/2026)

RR

Illinois
(1/2/2026)

RR

Indiana
(1/2/2026)

RR

Iowa
(1/2/2026)

RR

Kansas
(10/27/2025)

RR

Kentucky
(1/2/2026)

RR

Louisiana
(1/2/2026)

RR

Maine
(1/2/2026)

RR

Maryland
(1/2/2026)

RR

Massachusetts
(1/10/2025)

RR

Michigan
(1/2/2026)

RR

Minnesota
(1/2/2026)

RR

Mississippi
(1/2/2026)

RR

Missouri
(1/2/2026)

RR

Montana
(6/9/2026)

RR

Nebraska
(6/9/2026)

RR

Nevada
(6/9/2026)

RR

New Hampshire
(1/2/2026)

RR

New Jersey
(1/10/2025)

RR

New York
(1/10/2025)

RR

North Carolina
(1/10/2025)

RR

North Dakota
(6/9/2026)

RR

Ohio
(1/13/2025)

RR

Oklahoma
(1/2/2026)

RR

Pennsylvania
(1/10/2025)

RR

Puerto Rico
(5/4/2026)

RR

Rhode Island
(1/2/2026)

RR

South Carolina
(1/2/2026)

RR

South Dakota
(6/9/2026)

RR

Tennessee
(1/2/2026)

RR

Texas
(1/2/2026)

RR

Utah
(6/9/2026)

RR

Vermont
(1/2/2026)

RR

Virginia
(1/2/2026)

RR

West Virginia
(1/2/2026)

RR

Wisconsin
(6/9/2026)

RR

Wyoming
(6/9/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 2008About the Series 26 exam

FINRA

SRO Registrations

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Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#

View profile

CRS (Client Relationship Summary) - BD

Click below to view Mersin Capollari's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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Diana London

PFS INVESTMENTS INC.

WINDHAM, ME · CRD#

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At a Glance

Other Aliases

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Videos & Posts

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Contact Information

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Years of Experience

Current & Past Employments

Current

Past

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Current Firm

Contact Information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

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Other business activities

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State Registrations and Notice Filings

Exams

Series 66 — Uniform Combined State Law Examination

Series 65 — Uniform Investment Adviser Law Examination

Series 63 — Uniform Securities Agent State Law Examination

SIE — Securities Industry Essentials Examination

Series 31 — Futures Managed Funds Examination

Series 7 — General Securities Representative Examination

Series 24 — General Securities Principal Examination

Series 26 — Investment Company Products/Variable Contracts Principal Examination

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CRS (Client Relationship Summary) - BD

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