MK
Miles B. Kessler
KESTRA ADVISORY SERVICES
Lakewood, CO 80215
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CRD#: 2565675
MK
Professional summary
Miles Bruce Kessler, CFP®, who also goes by Miles B Kessler, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Lakewood, Colorado and KESTRA INVESTMENT SERVICES, LLC located in Lakewood, Colorado.
Miles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Miles has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Miles B Kessler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: MBK Arts Investment Related: No Address: 5995 S. Kenton Street Englewood CO 80111 Nature of Business: Other Other/None of the Above DBA does not currently earn income, but could in the future. Activities are those associated with the visual art creations of Miles B. Kessler. Position, Title or Relationship: sole proprietor Start Date: 8/4/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: at own discretion involves the creation of works of art, but has no obligation to create such works.Business Name: Personal Benefit Financial (PBF Advisors) Investment Related: Yes Address: 870 Kipling Street, Suite A Lakewood CO 80215 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Other Other/None of the Above see 2.39 Position, Title or Relationship: investment representative Start Date: 8/15/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: comprehensive financial plan development, analysis, recommendations. insurance and portfolio review. retirement education.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Pkwy. Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisory Representative Start Date: 9/15/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment Advisory RepresentativeBusiness Name: Kessler & Associates, Inc. Investment Related: Yes Address: 5995 S. Kenton Street Englewood CO 80111 Nature of Business: Insurance Position, Title or Relationship: President and sole owner; insurance agent/broker. Start Date: 5/15/2002 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Provide primarily fixed life, fixed annuities, long-term care, and some accident and health insurance products to prospects and existing clients through IMOs and/or directly with insurers. Target market is federal employees, but also have clients outside of this market niche.
CRS (Client Relationship Summary) - RIA
Click below to view Miles Bruce Kessler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
October 9, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 870 Kipling Street Suite A And B, Lakewood, CO 80215RIA
CRD#: 283330
Lakewood, CO
Current
October 9, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 870 Kipling St. Suite A, Lakewood, CO 80215BD
CRD#: 42046
Lakewood, CO
Past
February 9, 2011 - October 11, 2018
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LAKEWOOD, CO
Past
February 2, 2011 - October 11, 2018
OSAIC WEALTH, INC.
BD
CRD#: 23131
LAKEWOOD, CO
Past
May 19, 2009 - February 9, 2011
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
January 9, 1995 - December 31, 1996
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(10/9/2018)
IAR
Colorado(10/9/2018)
RR
Illinois(10/9/2018)
RR
Missouri(10/9/2018)
RR
Oregon(10/9/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
