Griffin M. Haviken

VERICREST PRIVATE WEALTH

Newtown, PA 18940

Some features on this profile are disabled

CRD#: 2565439

Professional summary

Griffin Michael Haviken, who also goes by Griffin M Haviken, is a registered financial advisor currently at VERICREST PRIVATE WEALTH, LLC located in Newtown, Pennsylvania.

Griffin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Griffin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Griffin M Haviken

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Griffin Haviken is a managing member of the Advest Short Duration Real Estate Fund. The fund is investment related and focuses on real estate investments. The business is located at 41 University Drive - Suite 400, Newtown, PA 18940. Griffin spends approximately 40 hours a month (10 hours per week) on the business. Approximately half of those hours are spent during securities trading hours. Griffin's role is to evaluate and manage the investments.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Griffin Michael Haviken's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2021 - Present

VERICREST PRIVATE WEALTH, LLC

Office #1: 41 University Drive Suite 400, Newtown, PA 18940

RIA

CRD#: 311111

Newtown, PA

Past

December 16, 2009 - November 17, 2021

TOWERCREST CAPITAL MANAGEMENT, LLC

RIA

CRD#: 152069

NEWTOWN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERICREST PRIVATE WEALTH, LLC

CRD#: 311111 / SEC#: 801-119692

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/13/2009

Uniform Investment Adviser Law Examination

Current Firm

VERICREST PRIVATE WEALTH, LLC

CRD#: 311111 / SEC#: 801-119692

RIA

Registered Investment Advisory firm - (10/26/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

41 University Drive Suite 400, Newtown, PA 18940

Mailing Address

Phone number

+1 (888) 902-6366

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/28/2025)

PART 2A WRAP APPENDIX (3/28/2025)

Regulatory assets under management

Total Number of Accounts	353
AUM (Assets Under Management)	$ 113,065,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

David Ducharme

DUCHARME WEALTH ADVISORS, LLC

IAR

Jenkintown, PA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Griffin M. Haviken

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Griffin Michael Haviken's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERICREST PRIVATE WEALTH, LLC

TOWERCREST CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

VERICREST PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/13/2009

Current Firm

VERICREST PRIVATE WEALTH, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERICREST PRIVATE WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors