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BW

Bradford L. Watt

SAXONY SECURITIES
Castle Rock, CO 80104
Some features on this profile are disabled
CRD#: 2565438
BW

Professional summary

Bradford Lee Watt, who also goes by Brad Watt, is a registered financial professional currently at SAXONY SECURITIES, INC. located in Castle Rock, Colorado.

Bradford is registered as a RR (Registered Representative) and started their career in finance in 2003. Bradford has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brad Watt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradford Lee Watt's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 5, 2022 - Present

SAXONY SECURITIES, INC.

Office #1: 115 Wilcox Street Suite 220, Castle Rock, CO 80104
BD
CRD#: 115547
Castle Rock, CO
Past

March 22, 2021 - December 31, 2022

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
Castle Rock, CO
Past

March 31, 2020 - March 23, 2021

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
CENTENNIAL, CO
Past

February 12, 2019 - February 6, 2020

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
Las Vegas, NV
Past

October 18, 2016 - February 14, 2017

COLORADO FINANCIAL SERVICE CORPORATION

BD
CRD#: 104343
COLORADO SPRINGS`, CO
Past

November 28, 2012 - August 3, 2016

PROVASI CAPITAL PARTNERS LP

BD
CRD#: 119539
ADDISON, TX
Past

April 18, 2012 - August 23, 2012

DFPG INVESTMENTS, LLC

BD
CRD#: 155576
COLORADO SPRINGS, CO
Past

January 1, 2009 - April 30, 2010

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
NEW YORK CITY, NY
Past

April 27, 2004 - July 17, 2007

CCO CAPITAL, LLC

BD
CRD#: 31147
PHOENIX, AZ
Past

July 9, 2003 - April 21, 2004

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/10/2025)
RR
Alaska
(12/12/2022)
RR
Arizona
(12/5/2022)
RR
California
(12/5/2022)
RR
Colorado
(12/5/2022)
RR
District of Columbia
(12/5/2022)
RR
Florida
(12/5/2022)
RR
Georgia
(12/5/2022)
RR
Hawaii
(12/5/2022)
RR
Idaho
(12/5/2022)
RR
Illinois
(12/5/2022)
RR
Iowa
(12/5/2022)
RR
Maine
(12/5/2022)
RR
Maryland
(12/5/2022)
RR
Massachusetts
(12/13/2022)
RR
Michigan
(12/5/2022)
RR
Minnesota
(12/5/2022)
RR
Nebraska
(12/5/2022)
RR
Nevada
(1/1/2023)
RR
New Jersey
(12/5/2022)
RR
New Mexico
(12/5/2022)
RR
New York
(12/5/2022)
RR
North Carolina
(1/1/2023)
RR
Oregon
(12/9/2022)
RR
Pennsylvania
(1/1/2023)
RR
South Carolina
(12/5/2022)
RR
South Dakota
(12/5/2022)
RR
Tennessee
(12/5/2022)
RR
Texas
(12/5/2022)
RR
Utah
(12/19/2022)
RR
Virginia
(12/9/2022)
RR
Washington
(12/5/2022)
RR
West Virginia
(1/1/2023)
RR
Wyoming
(12/5/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 6/23/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/14/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/12/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/6/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SAXONY SECURITIES, INC.
SAXONY ADVISORS | SAXONY SECURITIES, INC. | SAXONY SECURITIES

CRD#: 115547 / SEC#: , 8-53490

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
11152 S Towne Square, St. Louis, MO 63123
Mailing Address
11152 S Towne Square, St. Louis, MO 63123
Phone number
(314) 963-9336
Established
Missouri since 07/13/2001
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAXONY HOLDINGS, INC.SHAREHOLDER
CLARK, BRIAN LESLEYCFO4802438
GRIFFARD, RICHARD EDWARDPRESIDENT/CEO/DIRECTOR2472251
KLUMP, RYAN CHRISTOPHERCOO4762698
MATARAZZI, NATHAN DOMENICOFINOP, PFO AND POO4827090
PALOS, KURT ROBERTVICE PRESIDENT6063745
PFEIFFER, STEPHANIE ANNCCO2278515

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAXONY SECURITIES, INC.

CRD#: 115547Castle Rock, CO 80104

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