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Ruel Ladale Young

CRD# 2564843·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that Ruel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ruel Ladale Young was a registered financial advisor. Ruel was a previously registered financial professional and started their career in finance 2000 - 2012. Ruel had worked at 1 firm and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
September 9, 2011 - January 11, 2012
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
February 8, 2000 - August 1, 2011

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Current Firm

CA
CINCINNATI ANALYSTS, INC.

CAPITAL ANALYSTS INCORPORATED | PACIFIC SOUTHWEST FINANCIAL AND INSURANCE SERVICES | KISTLER TIFFANY COMPANIES | GRAYHILL LTD. | FINANCIAL ADVISORY ASSOCIATES | CINCINNATI ANALYSTS, INC. | CINCINNATI ANALYSTS, INC | CAPITAL ANALYSTS, INCORPORATED | CAPITAL ANALYSTS OF TENNESSEE INC. | CAPITAL ANALYSTS OF NEW ENGLAND, INC.

CRD#: 5478 / SEC#: 801-9678, 8-13791
BD
Terminated by SEC on 09/29/2012

Contact Information

Established

Delaware since 01/29/1968

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 2012 (3/29/2012)

Direct owners and executive officers

NamePositionCRD#
COLUMBUS LIFE INSURANCE COMPANYOWNER—
MADSEN, KENNETH ANTHONYCHIEF COMPLIANCE OFFICER1126819
MCGRUDER, JILL TRIPPCEO1221720
WIEDENHEFT, TERRIE ANNCFO2619213

Disclosures

Regulatory Event

7

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2000About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2000About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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