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Kenneth Anthony Madsen

CETERA INVESTMENT ADVISERS
SCOTTSDALE, AZ
·CRD# 1126819·42 years experience

Professional Summary

Kenneth Anthony Madsen is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scottsdale, Arizona and CETERA WEALTH SERVICES, LLC located in Greenwood Village, Colorado. Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Kenneth has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9, Series 10, Series 53, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
1. 9059 E Bahia Dr, Scottsdale, AZ 852602. 5655 S Yosemite Ste 300, Greenwood Village, CO 80111
June 29, 2023 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
5655 S Yosemite Ste 300, Greenwood Village, CO 80111
April 20, 2022 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
North Richland Hills, TX
August 2, 2022 - June 29, 2023
FFEC WEALTH PARTNERS LLC·CRD# 16507
BD
Scottsdale, AZ
April 8, 2020 - October 24, 2022
IMPACTIVE ADVISORS LLC·CRD# 208514
BD
Nashville, TN
November 16, 2016 - June 2, 2017
W&S BROKERAGE SERVICES, INC.·CRD# 8099
BD
Cincinnati, OH
December 10, 2013 - February 24, 2016
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
July 9, 2012 - July 31, 2012
LINCOLN INVESTMENT·CRD# 519
BD
Cincinnati, OH
June 1, 2012 - June 15, 2012
CINCINNATI ANALYSTS, INC.·CRD# 5478
BD
Cincinnati, OH
September 9, 2009 - June 1, 2012
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
February 24, 1984 - September 8, 2009

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: FINRA INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL REGULATOR START DATE: 06/2016 POSITION/TITLE/RELATIONSHIP: ARBITRATOR APX NUMBER OF HOURS PER WEEK: NONE APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: IF SELECTED, I ARBITRATE FINRA HEARINGS; 2. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2022 POSITION/TITLE/RELATIONSHIP: EMPLOYEE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE SUPPORTING DUTIES; 3. NAME OF OTHER BUSINESS: DIAMOND GENERATIONAL WEALTH LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 3/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: INDEPENDENCE CLASSICAL ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 634 S. ELBERT STREET, ELIZABETH, CO 80107; NATURE OF BUSINESS: EDUCATION; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSIGHT FILING OF CHARTER, REVIEW CURRICULUM, ESTABLISH BANK ACCOUNT, REVIEW FINANCIALS, OVERSIGHT OF RUNNING SCHOOL; 5. NAME OF OTHER BUSINESS: ELBERT COUNTY; INVESTMENT RELATED: NO; ADDRESS: 215 COMANCHE STREET, PO BOX 7 KIOWA, CO 80117; NATURE OF BUSINESS: CIVIC ORGANIZATION; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: PLANNING COMMISSIONER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MAKE RECOMMENDATIONS TO THE COMMISSIONERS WITH RESPECT TO LAND USE; 6. NAME OF OTHER BUSINESS: INDEPENDENCE CLASSICAL ACADEMY BUILDING CORPORATION; INVESTMENT RELATED: NO; ADDRESS: 589 S BANNER ST. ELIZABETH, CO 80107; NATURE OF BUSINESS: TAX AND ACCOUNTING; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LOAN OVERSIGHT, MONITORING REPAYMENT, SIGNING LOAN PAPERWORK, SECOND SIGNATORY FOR CHECKS; 7. NAME OF OTHER BUSINESS: NOTARY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: NOTARY START DATE: 4/15/2026 POSITION/TITLE/RELATIONSHIP: NOTARY APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: NOTARIZE DOCUMENTS

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(4/21/2022)
IAR
Colorado
(6/29/2023)
RR
Florida
(8/28/2024)
RR
Georgia
(2/6/2025)
RR
Idaho
(1/23/2024)
RR
Massachusetts
(1/21/2025)
RR
Minnesota
(4/12/2024)
RR
Missouri
(11/1/2024)
RR
Oklahoma
(3/14/2024)
IAR
Texas
(10/20/2023)
RR
Texas
(12/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1984About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2017About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Aug 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Feb 1984About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jan 2023About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jan 2023About the Series 10 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 1992About the Series 53 exam

Series 14 — Compliance Officer Examination

Passed Feb 1990About the Series 14 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Oct 1988

Series 24 — General Securities Principal Examination

Passed Apr 1988About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1986About the Series 4 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Anthony Madsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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