JK
Jack B. Keeter
RETIREMENTADVICE | JKA
ANAHEIM, CA 92807
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CRD#: 2564764
JK
Professional summary
Jack Brunson Keeter, who also goes by Jack Keeter, is a registered financial advisor currently at RETIREMENTADVICE | JKA located in Anaheim, California.
Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jack has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jack Keeter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/23/02 - OUTSIDE SALES OF NON-VARIABLE INS. 2. 06/25/03 - TRUSTEE OF THE KEETER FAMILY TRUST. 3. 01/14/08 - NON-VARIABLE INS DBA JKA INSURANCE AGENCY, FIXED ANNUITIES & FIXED LIFE ONLY, 5% TIME SPENT. 4. 03/24/2011 - REAL ESTATE RENTAL, DZGE, LLC, 1% OF TIME SPENT. 5. Tax Advice | JKA. 3% of time spent. Provides book keeping services. 6. The House the Jack Built, LLC. Less then 1% of time spent. Holding company for real estate and family investments.
CRS (Client Relationship Summary) - RIA
Click below to view Jack Brunson Keeter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 13, 2011 - Present
RETIREMENTADVICE | JKA
Office #1: 1251 North Manassero Street, Anaheim, CA 92807RIA
CRD#: 153803
ANAHEIM, CA
Past
March 27, 2013 - August 21, 2014
KEETER PAYNE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 166537
ANAHEIM, CA
Past
May 26, 1999 - October 10, 2011
LPL FINANCIAL LLC
RIA
CRD#: 6413
ANAHEIM, CA
Past
May 18, 1999 - October 10, 2011
LPL FINANCIAL LLC
BD
CRD#: 6413
ANAHEIM, CA
Past
January 12, 1995 - May 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R|
RETIREMENTADVICE | JKA
DC CAPITAL MANAGEMENT | RETIREMENTADVICE | JKA | JACK KEETER & ASSOCIATES, INC. | DURSO CAPITAL MANAGEMENT
CRD#: 153803 / SEC#: 801-80313
RIA
Registered Investment Advisory firm - (9/18/2014 Approved)California
Registered Investment Advisory firm - (10/22/2014 Terminated)Indiana
Registered Investment Advisory firm - (9/22/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/13/2015 Terminated)New Mexico
Registered Investment Advisory firm - (9/22/2014 Terminated)North Carolina
Registered Investment Advisory firm - (9/22/2014 Terminated)South Carolina
Registered Investment Advisory firm - (9/22/2014 Terminated)Texas
Registered Investment Advisory firm - (9/22/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/13/2011)
IAR
Texas(8/22/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
R|
RETIREMENTADVICE | JKA
DC CAPITAL MANAGEMENT | RETIREMENTADVICE | JKA | JACK KEETER & ASSOCIATES, INC. | DURSO CAPITAL MANAGEMENT
CRD#: 153803 / SEC#: 801-80313
RIA
Registered Investment Advisory firm - (9/18/2014 Approved)California
Registered Investment Advisory firm - (10/22/2014 Terminated)Indiana
Registered Investment Advisory firm - (9/22/2014 Terminated)Michigan
Registered Investment Advisory firm - (3/13/2015 Terminated)New Mexico
Registered Investment Advisory firm - (9/22/2014 Terminated)North Carolina
Registered Investment Advisory firm - (9/22/2014 Terminated)South Carolina
Registered Investment Advisory firm - (9/22/2014 Terminated)Texas
Registered Investment Advisory firm - (9/22/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1251 N. Manassero St. Suite #405a, Anaheim, CA 92807
Mailing Address
Phone number
(714) 779-9200
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 942 |
| AUM (Assets Under Management) | $ 239,505,676 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
