Barry M. Rosenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Mark Rosenberg, CFP®, who also goes by Barry M Rosenberg, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1995. Barry had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
September 23, 2019 - November 18, 2019
BLUEPRINT INVESTMENTS AND TAX PLANNING
September 10, 2018 - October 5, 2019
BLUEPRINT WEALTH PARTNERS, LLC
August 12, 2016 - March 17, 2017
SECURE INVESTMENT MANAGEMENT, LLC
August 31, 2015 - January 28, 2016
EQUITABLE ADVISORS, LLC
August 31, 2015 - January 28, 2016
EQUITABLE ADVISORS, LLC
February 3, 2015 - April 10, 2015
HANSEN & ASSOCIATES FINANCIAL GROUP INC.
February 3, 2014 - October 1, 2014
PRINCIPAL SECURITIES, INC.
December 6, 2013 - October 1, 2014
PRINCIPAL SECURITIES, INC.
August 19, 2011 - September 6, 2011
EDELMAN FINANCIAL SERVICES, LLC
March 17, 2006 - March 18, 2011
ROSENBERG FINANCIAL GROUP
October 9, 1997 - July 18, 2005
LPL FINANCIAL LLC
September 11, 1997 - July 18, 2005
LPL FINANCIAL LLC
January 23, 1995 - September 3, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BLUEPRINT INVESTMENTS AND TAX PLANNING
CRD#: 291591 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 208 |
| AUM (Assets Under Management) | $ 24,126,813 |
Red Flags
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