Victor J. Sedaka

GLASSBEAD CAPITAL MANAGEMENT LLC

New York, NY

Some features on this profile are disabled

CRD#: 2564326

Professional summary

Victor Jay Sedaka, who also goes by VIctor J Sedaka, is a registered financial advisor currently at GLASSBEAD CAPITAL MANAGEMENT LLC located in New York, New York.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Victor has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Victor J Sedaka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MOTO TV NETWORK INC. 3457 RINGSBY CT. SUITE 316, DENVER CO 80216; MEDIA IN THE MOTORCYCLE INDUSTRY; NOT INIVESTMENT RELATED; SALES CONSULTANT; START DATE: 10/13/2016; 40 HOURS PER MONTH DEVOTED TO BUSINESS DURING trading hours and a total of 80 to 100 hours in total per month. 2) Moto Vic Advertising; Non Investment-Related; Brooklyn, NY; Digital Signage; Sales; 1/1/2019; 40 hrs/mo; 10 hrs/mo during securities trading hours; Duties are sales of digital signs for motorcycle dealership.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Jay Sedaka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2023 - Present

GLASSBEAD CAPITAL MANAGEMENT LLC

RIA

CRD#: 298816

New York, NY

Past

March 23, 2010 - October 25, 2018

AEGIS CAPITAL CORP.

CRD#: 15007

NEW YORK, NY

Past

August 1, 2003 - March 29, 2010

GUNNALLEN FINANCIAL, INC

CRD#: 17609

NEW YORK, NY

Past

September 6, 2002 - August 26, 2003

QUICK & REILLY, INC.

RIA

CRD#: 11217

PRINCETON, NJ

Past

July 31, 2002 - August 26, 2003

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

January 31, 2002 - July 29, 2002

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

January 22, 2002 - July 29, 2002

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

November 13, 1997 - January 11, 2002

CROWN FINANCIAL GROUP, INC.

CRD#: 540

JERSEY CITY, NJ

Past

October 21, 1997 - November 13, 1997

FIRST METROPOLITAN SECURITIES, INC.

CRD#: 7594

NEW YORK, NY

Past

January 20, 1997 - February 18, 1998

SHAMUS GROUP, INC.

CRD#: 5036

Past

October 8, 1996 - December 18, 1996

STRATTON OAKMONT INC.

CRD#: 18692

LAKE SUCCESS, NY

Past

February 16, 1996 - October 18, 1996

SHAMUS GROUP, INC.

CRD#: 5036

Past

November 15, 1995 - February 23, 1996

STATE CAPITAL MARKETS CORPORATION

CRD#: 13685

NEW YORK, NY

Past

July 8, 1995 - November 9, 1995

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2023)

IAR

New York
(10/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/22/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 9/11/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/6/1995

General Securities Representative Examination

Current Firm

GLASSBEAD CAPITAL MANAGEMENT LLC

GLASS BEAD CAPITAL MANAGEMENT LLC | GLASSBEAD CAPITAL MANAGEMENT LLC

CRD#: 298816 / SEC#:

Florida

Registered Investment Advisory firm - (10/2/2019 Approved)

New York

Registered Investment Advisory firm - (11/8/2018 Approved)

Texas

Registered Investment Advisory firm - (10/3/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

407 Lincoln Road Suite 11l, Miami Beach, FL 33139

Mailing Address

Phone number

(917) 251-4419

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 29,593,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Victor J. Sedaka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Jay Sedaka's CRS (Customer Relationship Summary).

Certified licenses

Experience

AEGIS CAPITAL CORP.

GUNNALLEN FINANCIAL, INC

QUICK & REILLY, INC.

QUICK & REILLY, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

CROWN FINANCIAL GROUP, INC.

FIRST METROPOLITAN SECURITIES, INC.

SHAMUS GROUP, INC.

STRATTON OAKMONT INC.

SHAMUS GROUP, INC.

STATE CAPITAL MARKETS CORPORATION

D. H. BLAIR & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2023

Series 63

Date: 6/22/1995

SIE

Date: 10/1/2018

Series 55

Date: 9/11/2000

Series 7

Date: 6/6/1995

Current Firm

GLASSBEAD CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GLASSBEAD CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors