Shane H. Siederman

BAYRIDGE FINANCIAL GROUP

Rockville Centre, NY 11570

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CRD#: 2563921

Professional summary

Shane Harold Siederman, who also goes by Shane H Siederman, is a registered financial advisor currently at BAYRIDGE FINANCIAL GROUP, INC. located in Rockville Centre, New York and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Rockville Centre, New York.

Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Shane has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shane H Siederman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 4/26/2006 - NON-VARIABLE INSURANCE - INV REL - FIXED LIFE INSURANCE PRODUCTS WITH AN OUTSIDE AGENT. - TIME SPENT 10% - BROOKLYN, NY. 2. 09/27/2013 - REAL ESTATE RENTAL - INV REL - PROPERTY IN CHARLESTON, SC. 3 RENTAL UNITS - NO RENTERS ARE CUSTOMERS OR ADVISORS - 10% OF TIME SPENT 3. 10/03/2014 - NO BUSINESS NAME - NOT INV REL - 9710 THIRD AVE BROOKLYN NY 11209 - AUTHOR - START 10/01/2014 - BOOK WRITER 4. Name: Bayridge Financial Group Position: Partner Nature: Advisory Services Investment Related: Yes Hours: 100/ Securities Trading Hours: 100 Start Date: 08/02/2021 Address: 330 Sunrise Hwy, Rockville Center NY, 11570, United States Description: advisory

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Harold Siederman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2022 - Present

BAYRIDGE FINANCIAL GROUP, INC.

Office #1: 330 Sunrise Hwy #110, Rockville Centre, NY 11570

RIA

CRD#: 296831

Rockville Centre, NY

Current

August 27, 2018 - Present

THE STRATEGIC FINANCIAL ALLIANCE, INC.

Office #1: 330 Sunrise Hwy Suite 110, Rockville Centre, NY 11570Office #2: 117 Beach 116th St Ste 4, Rockaway Park, NY 11694

RIA

CRD#: 126514

Rockville Centre, NY

Past

July 3, 2018 - August 28, 2018

IFS SECURITIES

CRD#: 40375

Brooklyn, NY

Past

November 16, 2005 - July 11, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

BROOKLYN, NY

Past

November 15, 2005 - July 11, 2018

LPL FINANCIAL LLC

CRD#: 6413

BROOKLYN, NY

Past

December 6, 2004 - December 1, 2005

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

BROOKLYN, NY

Past

April 4, 2000 - December 1, 2005

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

July 20, 1999 - May 9, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

December 22, 1998 - July 20, 1999

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

August 20, 1998 - October 13, 1998

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

April 23, 1997 - September 9, 1998

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

February 21, 1997 - May 22, 1997

SHAMUS GROUP, INC.

CRD#: 5036

Past

October 4, 1996 - February 26, 1997

D. H. BLAIR & CO., INC.

CRD#: 6833

NEW YORK, NY

Past

June 25, 1996 - October 4, 1996

THE BOSTON GROUP

CRD#: 37652

LOS ANGELES, CA

Past

August 22, 1995 - July 1, 1996

BLUESTONE CAPITAL CORP.

CRD#: 13516

NEW YORK, NY

Past

August 8, 1995 - August 24, 1995

A.S. GOLDMEN & CO., INC.

CRD#: 23180

RED BANK, NJ

Past

February 27, 1995 - April 25, 1995

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

January 23, 1995 - February 17, 1995

A. T. BROD & CO. INC.

CRD#: 1319

CLEVELAND, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAYRIDGE FINANCIAL GROUP, INC.

BAY RIDGE FINANCIAL GROUP | BAYRIDGE FINANCIAL GROUP, INC. | BAY RIDGE FINANCIAL GROUP, INC.

CRD#: 296831 / SEC#: 801-113193

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/11/2022)

Connecticut
(8/27/2018)

Delaware
(8/12/2020)

Florida
(8/27/2018)

Georgia
(7/31/2023)

Idaho
(7/13/2021)

Louisiana
(8/27/2018)

New Hampshire
(1/3/2022)

New Jersey
(8/27/2018)

New York
(8/27/2018)

IAR

New York
(7/17/2022)

North Carolina
(8/27/2018)

Ohio
(9/16/2020)

Pennsylvania
(6/5/2019)

South Carolina
(9/19/2022)

Vermont
(8/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

BAYRIDGE FINANCIAL GROUP, INC.

BAY RIDGE FINANCIAL GROUP | BAYRIDGE FINANCIAL GROUP, INC. | BAY RIDGE FINANCIAL GROUP, INC.

CRD#: 296831 / SEC#: 801-113193

RIA

Registered Investment Advisory firm - (5/7/2018 Approved)

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Contact information

Main Address

330 Sunrise Hwy #110, Rockville Centre, NY 11570

Mailing Address

Phone number

(718) 833-4901

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BAYRIDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/25/2025)

Regulatory assets under management

Total Number of Accounts	447
AUM (Assets Under Management)	$ 77,728,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Shane H. Siederman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shane Harold Siederman's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE STRATEGIC FINANCIAL ALLIANCE, INC.

IFS SECURITIES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

MML INVESTORS SERVICES, LLC

EQUITY SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

LADENBURG CAPITAL MANAGEMENT INC.

SHAMUS GROUP, INC.

D. H. BLAIR & CO., INC.

THE BOSTON GROUP

BLUESTONE CAPITAL CORP.

A.S. GOLDMEN & CO., INC.

GRUNTAL & CO., L.L.C.

A. T. BROD & CO. INC.

Primary Firm SEC Registration

BAYRIDGE FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/2003

Series 63

Date: 2/6/1995

SIE

Date: 10/1/2018

Series 7

Date: 1/21/1995

FINRA

Current Firm

BAYRIDGE FINANCIAL GROUP, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAYRIDGE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

Contact information

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