Geoffrey M. Hodgson
Professional summary
Geoffrey Martin Hodgson is a registered financial professional currently at BREAN CAPITAL, LLC located in Atlanta, Georgia.
Geoffrey is registered as a RR (Registered Representative) and started their career in finance in 1995. Geoffrey has worked at 7 firms and has passed the Series 63, Series 52TO, Series 72, Series 99TO, Series 57TO, Series 79TO, Series 50, SIE, Series 55, Series 7, Series 54, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Geoffrey Martin Hodgson's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2026 - Present
BREAN CAPITAL, LLC
Office #1: 3414 Peachtree Road Ne Suite 270 & 750, Atlanta, GA 30326May 31, 2019 - June 5, 2024
JANNEY MONTGOMERY SCOTT LLC
June 13, 2003 - January 30, 2020
FIG PARTNERS, LLC
August 27, 1999 - June 30, 2003
ASG SECURITIES, INC.
June 1, 1999 - August 26, 1999
KEYBANC CAPITAL MARKETS INC.
December 20, 1996 - June 1, 1999
TRIDENT SECURITIES, INC.
February 6, 1995 - June 18, 1996
SUNTRUST CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 4/7/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
