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Andrea Hilary Spatola

Andrea H. Spatola

STRATEGIC ADVISERS LLC | Financial Consultant
MORRISTOWN, NJ
Some features on this profile are disabled
CRD#: 2562541
Andrea Hilary Spatola

Professional summary

Andrea Hilary Spatola, who also goes by Andrea Hilary Sawicki, Andrea Spatola, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Morristown, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Millburn, New Jersey.

Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Andrea has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Biography

With more than 20 years of Financial Services industry experience and a passion for the markets, I am excited to offer my clients a guiding hand in managing their hard earned financial assets and assisting them in planning for their financial goals (buying a home, education savings, retirement planning, etc.). I pride myself in listening to my clients and putting their needs first, and together developing and implementing a sound financial plan.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Andrea Hilary Sawicki | Andrea Spatola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrea Hilary Spatola's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Boston University

Master of Business Administration (MBA) - Finance

1993

University of Massachusetts

Bachelor of Science (BS) - Industrial Engineering

1985

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 150 Essex St, Millburn, NJ 07041-1631
RIA
CRD#: 104555
MORRISTOWN, NJ
Current

September 25, 2019 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 150 Essex Street, Millburn, NJ 07041
BD
CRD#: 7784
MILLBURN, NJ
Past

January 2, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
MILLBURN, NJ
Past

October 26, 2018 - July 31, 2019

MORGAN STANLEY

RIA
CRD#: 149777
SHORT HILLS, NJ
Past

September 6, 2018 - July 31, 2019

MORGAN STANLEY

BD
CRD#: 149777
SHORT HILLS, NJ
Past

August 3, 2011 - September 26, 2012

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
EAST BRUNSWICK, NJ
Past

July 29, 1998 - July 22, 1999

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

June 20, 1996 - July 14, 1998

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

June 27, 1995 - June 6, 1996

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/4/2021)
RR
Colorado
(1/4/2025)
RR
Connecticut
(9/25/2019)
RR
Florida
(7/21/2020)
RR
Georgia
(12/7/2022)
RR
Illinois
(6/27/2025)
RR
Iowa
(3/25/2023)
RR
Maryland
(1/4/2025)
RR
Massachusetts
(6/11/2020)
RR
New Jersey
(9/25/2019)
IAR
New Jersey
(3/31/2025)
RR
New York
(9/25/2019)
RR
North Carolina
(8/13/2021)
RR
Ohio
(6/30/2025)
RR
Pennsylvania
(9/25/2019)
RR
Tennessee
(9/29/2023)
RR
Texas
(1/7/2022)
IAR
Texas
(3/31/2025)
RR
Vermont
(5/19/2023)
RR
Virginia
(5/3/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/25/2018
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/31/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/6/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/2/2011
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Morristown, NJ

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