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AK

Amy L. Kelly

S2K FINANCIAL LLC
Orlando, FL 32822
Some features on this profile are disabled
CRD#: 2561837
AK

Professional summary


Amy Leighann Kelly, who also goes by Amy Truitt Kelly, Amy Leighann Truitt, is a registered financial professional currently at S2K FINANCIAL LLC located in Orlando, Florida.

Amy is registered as a RR (Registered Representative) and started their career in finance in 1995. Amy has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Amy Truitt Kelly | Amy Leighann Truitt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Amy Leighann Kelly's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 31, 2016 - Present

S2K FINANCIAL LLC

Office #1: 5950 Hazeltine National Drive Suite 305, Orlando, FL 32822
BD
CRD#: 248786
Orlando, FL
Past

May 15, 2018 - August 29, 2018

NORTHSTAR SECURITIES, LLC

BD
CRD#: 150409
GREENWOOD VILLAGE, CO
Past

March 25, 2013 - December 4, 2015

REALTY CAPITAL SECURITIES, LLC

BD
CRD#: 145454
NEW YORK, NY
Past

December 13, 2012 - March 4, 2013

ORCHARD SECURITIES, LLC

BD
CRD#: 133378
NEW YORK, NY
Past

January 17, 2011 - September 11, 2012

STRATCAP SECURITIES, LLC

BD
CRD#: 151152
NEW YORK, NY
Past

June 26, 2008 - January 3, 2011

OSAIC WEALTH, INC.

BD
CRD#: 23131
WEST LONG BRANCH, NJ
Past

June 27, 2006 - July 5, 2007

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

April 22, 1997 - June 2, 2006

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

October 2, 1995 - September 27, 1996

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

February 13, 1995 - July 20, 1995

FLEET ENTERPRISES, INC.

BD
CRD#: 17434
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/30/2016)
RR
Alaska
(9/23/2016)
RR
Arizona
(9/23/2016)
RR
Arkansas
(9/27/2016)
RR
California
(9/23/2016)
RR
Colorado
(10/5/2016)
RR
Connecticut
(7/29/2016)
RR
Delaware
(10/10/2016)
RR
District of Columbia
(9/23/2016)
RR
Florida
(9/27/2016)
RR
Georgia
(7/25/2016)
RR
Hawaii
(9/23/2016)
RR
Idaho
(9/23/2016)
RR
Illinois
(9/23/2016)
RR
Indiana
(9/27/2016)
RR
Iowa
(9/23/2016)
RR
Kansas
(10/5/2016)
RR
Kentucky
(9/26/2016)
RR
Louisiana
(9/23/2016)
RR
Maine
(9/23/2016)
RR
Maryland
(9/26/2016)
RR
Massachusetts
(9/28/2016)
RR
Michigan
(9/27/2016)
RR
Minnesota
(9/23/2016)
RR
Mississippi
(10/4/2016)
RR
Missouri
(9/23/2016)
RR
Montana
(9/23/2016)
RR
Nebraska
(9/23/2016)
RR
Nevada
(10/7/2016)
RR
New Hampshire
(10/21/2016)
RR
New Jersey
(8/24/2016)
RR
New Mexico
(9/23/2016)
RR
New York
(4/8/2016)
RR
North Carolina
(9/27/2016)
RR
North Dakota
(9/26/2016)
RR
Ohio
(9/23/2016)
RR
Oklahoma
(9/27/2016)
RR
Oregon
(1/20/2017)
RR
Pennsylvania
(9/26/2016)
RR
Puerto Rico
(9/26/2016)
RR
Rhode Island
(9/23/2016)
RR
South Carolina
(9/23/2016)
RR
South Dakota
(9/26/2016)
RR
Tennessee
(9/23/2016)
RR
Texas
(9/23/2016)
RR
Utah
(9/23/2016)
RR
Vermont
(9/28/2016)
RR
Virgin Islands
(9/27/2016)
RR
Virginia
(9/23/2016)
RR
Washington
(9/26/2016)
RR
West Virginia
(10/5/2016)
RR
Wisconsin
(9/23/2016)
RR
Wyoming
(9/23/2016)

Exams


State Security Law Exam
RR
Series 63
Date: 6/13/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SF
S2K FINANCIAL LLC
S2K FINANCIAL LLC

CRD#: 248786 / SEC#: , 8-69628

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
5950 Hazeltine Drive Suite 305, Orlando, FL 32822
Mailing Address
5950 Hazeltine Drive Suite 305, Orlando, FL 32822
Phone number
(646) 430-6745
Established
Delaware since 05/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
S2K PARTNERS CO. LLCMANAGING MEMBER
KANTOR, STEVEN LLOYDCHIEF EXECUTIVE OFFICER, PRINCIPAL1304537
KELLY, AMY LEIGHANNCOO2561837
MALANOSKI, MARY LOUISEFINANCIAL AND OPERATIONS PRINCIPAL731794
PERSAUD, CALVIN RYANCHIEF COMPLIANCE OFFICER/AMLCO3261683

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


S2K FINANCIAL LLC

CRD#: 248786Orlando, FL 32822

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