Brenton C. Ruebling

CETERA INVESTMENT ADVISERS LLC

ST PAUL, MN 55101

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CRD#: 2561792

Professional summary

Brenton Charles Ruebling, who also goes by Brent Ruebling, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in St Paul, Minnesota.

Brenton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Brenton has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent Ruebling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) NAME OF ENTITY:CAPITAL STREET FINANCIAL SERVICES; YES; 82 E 7TH PLACE STE 275; ST PAUL; MN; 55101; INVESTMENTS, INSURANCE; FINANCIAL ADVISOR; 2/1/2006; 160; 160; FINANCIAL ADVISOR (2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; YES; 85 E 7TH PLACE #275; ST PAUL; MN; 55101; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 5/19/2010; 160; 160; SALES OF FIXED INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brenton Charles Ruebling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 85 E 7th Place Ste 275, St Paul, MN 55101

RIA

CRD#: 105644

ST PAUL, MN

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 85 E 7th Place Ste 275, St Paul, MN 55101

CRD#: 13572

St Paul, MN

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

January 30, 2014 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

ST PAUL, MN

Past

June 1, 2010 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

ST PAUL, MN

Past

July 24, 2006 - June 3, 2010

PRINCIPAL SECURITIES, INC.

CRD#: 1137

SAINT PAUL, MN

Past

February 21, 2006 - July 27, 2006

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

February 21, 2006 - July 27, 2006

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Past

March 1, 2005 - February 7, 2006

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

November 29, 1996 - March 1, 2005

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

June 28, 1996 - November 29, 1996

THE GREAT-WEST LIFE ASSURANCE COMPANY

CRD#: 5927

ENGLEWOOD, CO

Past

October 4, 1995 - October 23, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 4, 1995 - October 23, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/9/2021)

California
(6/9/2021)

Colorado
(6/9/2021)

Florida
(6/10/2021)

Indiana
(7/26/2021)

Iowa
(6/9/2021)

Minnesota
(6/9/2021)

IAR

Minnesota
(6/29/2023)

Missouri
(7/8/2022)

New Jersey
(6/9/2021)

North Carolina
(6/9/2021)

North Dakota
(3/11/2024)

Oregon
(6/9/2021)

South Dakota
(6/9/2021)

Texas
(6/9/2021)

IAR

Texas
(6/29/2023)

Wisconsin
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/4/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/3/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brenton C. Ruebling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brenton Charles Ruebling's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

PRINCIPAL SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

HARBOUR INVESTMENTS, INC.

EMPOWER FINANCIAL SERVICES, INC.

THE GREAT-WEST LIFE ASSURANCE COMPANY

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2005

Series 63

Date: 1/18/1996

SIE

Date: 10/1/2018

Series 7

Date: 11/4/2013

Series 6

Date: 10/3/1995

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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