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Frank Daniel Aiello Jr

ALLSTATE FINANCIAL SERVICES
Naples, FL
·CRD# 2561749·31 years experience

Professional Summary

Frank Daniel Aiello Jr, who also goes by Francis Daniel Aiello Jr, Frank Daniel Aiello Jr, Frank Daniel Aiello, Frank Aiello Jr, Jr Francis Daniel Aiello, is a registered financial advisor currently at ALLSTATE FINANCIAL SERVICES, LLC located in Naples, Florida. Frank is registered as a RR (Registered Representative) and started their career in finance in 1994. Frank has worked at 6 firms and has passed the SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Francis Daniel Aiello Jr, Frank Daniel Aiello Jr, Frank Daniel Aiello, Frank Aiello Jr, Jr Francis Daniel Aiello

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
12820 Tamiami Trl N Ste 3, Naples, FL 34110-1611
October 2, 2015 - Present
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Naples, FL
May 23, 2001 - October 13, 2015
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
March 6, 2000 - May 16, 2001
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
March 6, 2000 - May 16, 2001
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
December 21, 1998 - February 25, 2000
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
December 13, 1994 - January 14, 1999

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Current Firm

AF
ALLSTATE FINANCIAL SERVICES, LLC

ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES

CRD#: 18272 / SEC#: 8-36365
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508-1380

Mailing Address

Po Box 83271, Lincoln, NE 68501-3271

Phone Number

(877) 232-2142

Established

Delaware since 11/01/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALLSTATE INSURANCE COMPANYOWNER—
BOUDREAU, JOHN DOUGLASCHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP6357880
DELANEY, SCOTT SULLIVANPRESIDENT AND CHIEF EXECUTIVE OFFICER2978681
LANSPA, PAUL DONALDCHIEF OPERATING OFFICER6449159
MUELLER, DAVID JOHNGENERAL COUNSEL AND SECRETARY7807045
NELSON, MARY KRISCHAIRMAN OF THE BOARD2464654
SWEENEY, MICHAEL DANIELAML OFFICER2026113

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Colorado
(7/14/2017)
RR
Florida
(10/2/2015)
RR
Ohio
(7/14/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1994About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Frank Daniel Aiello Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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