Leonard S. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Sanders Jackson, who also goes by Leonard Sanders Jackson Jr, was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1972. Leonard had worked at 14 firms and has passed the Series 63, Series 7, Series 53, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2008 - June 25, 2018
CLEARPATH WEALTH MANAGEMENT, L.C.
July 19, 2006 - December 31, 2008
ASSET ALLOCATION CONCEPTS, LLC
June 23, 1999 - December 31, 2005
ASSET ALLOCATION CONCEPTS INC.
March 4, 1996 - December 31, 2002
STIFEL INDEPENDENT ADVISORS, LLC
July 13, 1994 - February 22, 1996
DRIZOS INVESTMENTS, INC.
December 10, 1992 - March 5, 1996
GREAT AMERICAN INVESTORS, INC.
August 6, 1991 - February 19, 1992
ENERECAP PARTNERS, LLC
June 2, 1989 - November 29, 1990
PERKINS, SMART & BOYD, INC.
July 20, 1987 - January 5, 1989
CITIGROUP GLOBAL MARKETS INC.
December 6, 1982 - June 24, 1987
E. F. HUTTON & COMPANY INC
July 16, 1980 - November 1, 1982
FINANCIAL SQUARE PARTNERS
December 20, 1978 - February 22, 1980
STEWART-JOHNS MUNICIPAL SECURITIES, INC.
June 22, 1978 - December 24, 1978
MORGAN KEEGAN & COMPANY, LLC
May 3, 1972 - August 6, 1974
WRIGHT & JACKSON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 00
Date: 4/28/1972
General Securities Principal ExaminationCurrent Firm
CLEARPATH WEALTH MANAGEMENT, L.C.
CRD#: 116029 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 195 |
| AUM (Assets Under Management) | $ 63,235,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
