Patricia E. Horner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Elizabetth Horner, CFP®, who also goes by Patrice Horner, Patricia E Horner, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1997. Patricia had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2000
Experience
May 14, 2015 - June 8, 2016
OMNISTAR FINANCIAL GROUP, INC.
June 13, 1997 - June 4, 2008
AGINCOURT, LTD.
Primary Firm SEC Registration
OMNISTAR FINANCIAL GROUP, INC.
CRD#: 138515 / SEC#: 801-107868
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OMNISTAR FINANCIAL GROUP, INC.
CRD#: 138515 / SEC#: 801-107868
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 963 |
| AUM (Assets Under Management) | $ 228,789,377 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
