Jennifer R. Olenik

TD PRIVATE CLIENT WEALTH LLC

Melville, NY 11747

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CRD#: 2561209

Professional summary

Jennifer R Olenik, who also goes by Jennifer Anne Olenik, Jennifer Regan Olenik, Jennifer Olenik, Jennifer Anne Regan, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Melville, New York.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jennifer has worked at 10 firms and has passed the Series 66, Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Anne Olenik | Jennifer Regan Olenik | Jennifer Olenik | Jennifer Anne Regan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer R Olenik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jennifer R Olenik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2023 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 324 So. Service Road, Melville, NY 11747

RIA

CRD#: 164484

Melville, NY

Current

August 24, 2023 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 324 So. Service Road, Melville, NY 11747

RIA

CRD#: 164484

Melville, NY

Past

March 20, 2023 - August 17, 2023

MORGAN STANLEY

CRD#: 149777

Garden City, NY

Past

May 7, 2019 - August 18, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

Garden City, NY

Past

May 2, 2019 - August 21, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

Garden City, NY

Past

February 20, 2018 - November 29, 2018

MORGAN STANLEY

RIA

CRD#: 149777

GARDEN CITY, NY

Past

January 5, 2018 - November 29, 2018

MORGAN STANLEY

CRD#: 149777

GARDEN CITY, NY

Past

March 27, 2012 - December 13, 2012

SANDGRAIN SECURITIES LLC

CRD#: 26004

GARDEN CITY, NY

Past

June 2, 2008 - July 31, 2017

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

GARDEN CITY, NY

Past

August 16, 2004 - February 7, 2008

WEISS MULTI-STRATEGY FUNDS LLC

CRD#: 130991

GARDEN CITY, NY

Past

June 4, 2004 - September 1, 2004

GEORGE WEISS ASSOCIATES, INC.

CRD#: 7683

HARTFORD, CT

Past

July 1, 2000 - May 11, 2004

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

May 30, 1995 - July 1, 2000

BLACKFORD SECURITIES CORP.

CRD#: 20954

GARDEN CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(8/24/2023)

IAR

New York
(8/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/20/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/30/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/20/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/26/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

662

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2025 (1/31/2025)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2025 (1/31/2025)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEAM, JAMES HENRY JR.	PRESIDENT	4274924
CALDERON NAJERA, NAYRA	CCO	5040972
CHABOT, ALAN J	CEO	2617874
ORTIZ, JORGE LUIS	CFO & FINOP	2725922
SCHAUTZ, JOHN LOUIS III	COO	1430568
WILSON, KEVIN KEITH	FINOP	5437711

Regulatory assets under management

Total Number of Accounts	17,824
AUM (Assets Under Management)	$ 6,450,375,507

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer R. Olenik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer R Olenik's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jennifer R Olenik's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

SANDGRAIN SECURITIES LLC

RAFFERTY CAPITAL MARKETS, LLC

WEISS MULTI-STRATEGY FUNDS LLC

GEORGE WEISS ASSOCIATES, INC.

SANDERS MORRIS LLC

BLACKFORD SECURITIES CORP.

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/20/2018

Series 63

Date: 5/30/1997

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 1/20/2000

Series 7

Date: 5/26/1995

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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