Richard K. Mcleod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard K Mcleod, who also goes by Richard K Mcleod III, Richard Kirk Mcleod III, Richard Kirk Mcleod, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1995. Richard had worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2020 - August 17, 2021
DAVIS CAPITAL MANAGEMENT
July 3, 2018 - October 26, 2020
CAMARDA WEALTH ADVISORY GROUP
February 23, 2018 - March 15, 2018
MONEY CONCEPTS CAPITAL CORP
February 22, 2018 - March 15, 2018
MONEY CONCEPTS CAPITAL CORP
July 29, 2014 - October 18, 2017
BB&T SECURITIES, LLC
July 25, 2014 - October 18, 2017
BB&T SECURITIES, LLC
November 14, 2013 - July 28, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2013 - July 28, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2000 - February 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 16, 1995 - October 31, 2000
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
DAVIS CAPITAL MANAGEMENT
CRD#: 149014 / SEC#: 801-118162
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVIS CAPITAL MANAGEMENT
CRD#: 149014 / SEC#: 801-118162
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 225 |
| AUM (Assets Under Management) | $ 225,000,000 |
Red Flags
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