Kenneth R. Laudan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Richard Laudan was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1994. Kenneth had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2015 - May 11, 2020
COTTONWOOD INVESTMENT GROUP, LLC
July 27, 2001 - August 20, 2002
TRUIST SECURITIES, INC.
July 3, 2000 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
March 4, 1998 - May 8, 2000
GEORGE K. BAUM & COMPANY
May 10, 1996 - September 1, 1997
HAMBRECHT & QUIST LLC
December 13, 1994 - February 6, 1996
MONTGOMERY SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
COTTONWOOD INVESTMENT GROUP, LLC
CRD#: 171319 / SEC#:
Contact information
Red Flags
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