Walter H. Holmes
STRATEGIC ADVISERS LLC | Wealth Management Planning Consultant
GOSHEN, NY
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CRD#: 2560814
Professional summary
Walter Hugh Holmes, CFP® is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Goshen, New York and FIDELITY BROKERAGE SERVICES LLC located in Paramus, New Jersey.
Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Walter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Biography
I am the Wealth Management Planning Consultant of our Private Wealth Management practice located in Paramus, NJ. At Fidelity Private Wealth Management, we help our families build, preserve, and transfer their wealth according to their wishes.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Walter Hugh Holmes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Pace University
Bachelor of Business Administration - Finance
1994
Orange County Community College
Associate of Applied Business - Business Management
1992
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 396 North Route 17, Paramus, NJ 07652-2907RIA
CRD#: 104555
GOSHEN, NY
Current
December 20, 2006 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 396 North Route 17, Paramus, NJ 07652BD
CRD#: 7784
PARAMUS, NJ
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
NORTH PARAMUS, NJ
Past
March 27, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PARAMUS, NJ
Past
February 11, 2003 - January 26, 2006
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
NEW YORK, NY
Past
February 11, 2003 - January 26, 2006
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
June 11, 2002 - January 7, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
RED BANK, NJ
Past
March 28, 2000 - January 7, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
September 25, 1995 - April 10, 2000
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
January 26, 1995 - June 5, 1995
D. H. BLAIR & CO., INC.
BD
CRD#: 6833
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/14/2011)
RR
Alaska(6/2/2015)
RR
Arizona(6/2/2015)
RR
Arkansas(6/2/2015)
RR
California(10/28/2011)
RR
Colorado(6/2/2015)
RR
Connecticut(12/20/2006)
RR
Delaware(6/2/2015)
RR
District of Columbia(1/3/2014)
RR
Florida(1/3/2007)
RR
Georgia(6/2/2015)
RR
Hawaii(6/2/2015)
RR
Idaho(6/2/2015)
RR
Illinois(10/28/2011)
RR
Indiana(6/2/2015)
RR
Iowa(6/2/2011)
RR
Kansas(6/2/2015)
RR
Kentucky(6/2/2015)
RR
Louisiana(9/14/2011)
RR
Maine(10/28/2011)
RR
Maryland(10/21/2009)
RR
Massachusetts(10/28/2011)
RR
Michigan(6/2/2015)
RR
Minnesota(6/2/2015)
RR
Mississippi(6/2/2015)
RR
Missouri(6/2/2015)
RR
Montana(6/2/2015)
RR
Nebraska(6/2/2015)
RR
Nevada(6/2/2015)
RR
New Hampshire(6/2/2015)
RR
New Jersey(12/20/2006)
IAR
New Jersey(3/31/2025)
RR
New Mexico(6/2/2015)
RR
New York(1/9/2007)
IAR
New York(3/31/2025)
RR
North Carolina(6/3/2015)
RR
North Dakota(6/2/2015)
RR
Ohio(6/3/2015)
RR
Oklahoma(6/2/2015)
RR
Oregon(10/28/2011)
RR
Pennsylvania(12/20/2006)
RR
Puerto Rico(1/30/2025)
RR
Rhode Island(10/28/2011)
RR
South Carolina(7/28/2010)
RR
South Dakota(6/2/2015)
RR
Tennessee(1/3/2014)
RR
Texas(6/2/2015)
IAR
Texas(3/31/2025)
RR
Utah(6/2/2015)
RR
Vermont(6/2/2015)
RR
Virginia(1/7/2014)
RR
Washington(10/28/2011)
RR
West Virginia(6/2/2015)
RR
Wisconsin(6/2/2015)
RR
Wyoming(6/2/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/18/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Wealth Management Planning ConsultantCRD#: 104555Goshen, NYTRUST BUT VERIFY
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Contact information
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