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DK

Damon G. Krytzer

LUMENT SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 2560770
DK

Professional summary


Damon Garrett Krytzer is a registered financial professional currently at LUMENT SECURITIES, LLC located in New York, New York.

Damon is registered as a RR (Registered Representative) and started their career in finance in 1994. Damon has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Damon Garrett Krytzer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 2, 2023 - Present

LUMENT SECURITIES, LLC

Office #1: 280 Park Avenue 40 West, New York, NY 10017
BD
CRD#: 14840
New York, NY
Past

July 17, 2018 - January 31, 2023

PROBITAS FUNDS GROUP, LLC

BD
CRD#: 115876
SAN FRANCISCO, CA
Past

May 3, 2017 - June 29, 2018

NEXPOINT SECURITIES, INC.

BD
CRD#: 165013
DALLAS, TX
Past

August 3, 2012 - December 4, 2013

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

September 15, 2006 - November 15, 2010

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
SAN FRANCISCO, CA
Past

April 7, 2006 - November 15, 2010

OPPENHEIMER & CO. INC.

BD
CRD#: 249
SAN FRANCISCO, CA
Past

April 20, 2001 - March 1, 2006

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
SAN FRANCISCO, CA
Past

March 23, 2001 - March 1, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

November 4, 1997 - March 26, 2001

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

March 28, 1995 - August 22, 1997

SUMMIT EQUITIES, INC.

BD
CRD#: 11039
PARSIPPANY, NJ
Past

December 8, 1994 - March 28, 1995

CONSECO SECURITIES, INC.

BD
CRD#: 29367
CARMEL, IN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/14/2023)
RR
Alaska
(2/13/2023)
RR
Arizona
(2/14/2023)
RR
Arkansas
(2/21/2023)
RR
California
(2/7/2023)
RR
Colorado
(2/7/2023)
RR
Connecticut
(2/7/2023)
RR
Delaware
(2/17/2023)
RR
District of Columbia
(2/23/2023)
RR
Florida
(2/20/2023)
RR
Georgia
(4/11/2023)
RR
Hawaii
(7/18/2023)
RR
Idaho
(2/14/2023)
RR
Illinois
(2/16/2023)
RR
Indiana
(4/24/2023)
RR
Iowa
(2/6/2023)
RR
Kansas
(2/8/2023)
RR
Kentucky
(2/7/2023)
RR
Louisiana
(2/10/2023)
RR
Maine
(2/7/2023)
RR
Maryland
(2/7/2023)
RR
Massachusetts
(2/6/2023)
RR
Michigan
(2/17/2023)
RR
Minnesota
(2/7/2023)
RR
Mississippi
(2/6/2023)
RR
Missouri
(2/7/2023)
RR
Montana
(3/16/2023)
RR
Nebraska
(2/13/2023)
RR
Nevada
(2/13/2023)
RR
New Hampshire
(2/8/2023)
RR
New Jersey
(2/14/2023)
RR
New Mexico
(2/7/2023)
RR
New York
(2/19/2023)
RR
North Carolina
(2/8/2023)
RR
North Dakota
(2/21/2023)
RR
Ohio
(2/6/2023)
RR
Oklahoma
(2/6/2023)
RR
Oregon
(2/8/2023)
RR
Pennsylvania
(2/7/2023)
RR
Puerto Rico
(2/15/2023)
RR
Rhode Island
(2/8/2023)
RR
South Carolina
(2/7/2023)
RR
South Dakota
(2/23/2023)
RR
Tennessee
(2/14/2023)
RR
Texas
(2/6/2023)
RR
Utah
(2/3/2023)
RR
Vermont
(2/14/2023)
RR
Virgin Islands
(2/14/2023)
RR
Virginia
(2/7/2023)
RR
Washington
(2/6/2023)
RR
West Virginia
(3/15/2023)
RR
Wisconsin
(2/7/2023)
RR
Wyoming
(2/6/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 6/22/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LS
LUMENT SECURITIES, LLC
LUMENT SECURITIES | RED CAPITAL MARKETS, LLC | RED CAPITAL MARKETS, INC. | PROVIDENT SECURITIES & INVESTMENT COMPANY | OREC SECURITIES, LLC | LUMENT SECURITIES, LLC

CRD#: 14840 / SEC#: , 8-31175

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
10 West Broad Street 8th Floor, Columbus, OH 43215
Mailing Address
10 West Broad Street 8th Floor, Columbus, OH 43215
Phone number
(614) 857-1600
Established
Delaware since 05/06/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LUMENT REAL ESTATE CAPITAL HOLDINGS, LLCSHAREHOLDER
CROFT, JAMES FRANCISCHAIRMAN, BOARD OF MANAGERS2148025
KIRKWOOD, ROBERT THOMASCHIEF EXECUTIVE OFFICER, BOARD OF MANAGERS6025468
MAINELLI, KEVIN JOSEPHMANAGING DIRECTOR - CHIEF COMPLIANCE OFFICER1751991
SMITH, MARY AGNESCHIEF FINANCIAL OFFICER AND FINOP2498307

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LUMENT SECURITIES, LLC

CRD#: 14840New York, NY 10017

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