Robert C. Portillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Chance Portillo was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1995. Robert had worked at 4 firms and has passed the Series 65, Series 63, Series 45, Series 2, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2005 - January 12, 2007
AK CAPITAL, LLC
September 17, 1996 - June 9, 1997
MCCLURG CAPITAL CORPORATION
September 17, 1996 - June 11, 1997
CAPITAL BROKERAGE CORPORATION
January 10, 1995 - July 13, 1995
WELLS FARGO SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 45
Date: 1/10/2004
PCX Floor Broker ExamSeries 2
Date: 8/7/1995
Non-Member General Securities ExaminationCurrent Firm
AK CAPITAL, LLC
CRD#: 35413 / SEC#: , 8-46787
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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