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Donald Michael Abramson

DIPSEA CAPITAL
TIBURON, CA
·CRD# 2324362·26 years experience

Professional Summary

Donald Michael Abramson, who also goes by Donald Michael Abramison, Donald Abramison, Don Abramson, is a registered financial advisor currently at DIPSEA CAPITAL, LLC located in Tiburon, California. Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Donald has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Donald Michael Abramison, Donald Abramison, Don Abramson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

DIPSEA CAPITAL, LLC·CRD# 257787
RIA
Tiburon, CA
May 19, 2022 - Present
QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
September 15, 2014 - September 27, 2017
QUASAR TRADING, LLC·CRD# 151974
BD
San Juan, PR
April 5, 2013 - August 8, 2014
COASTAL TRADE SECURITIES, LLC·CRD# 148246
BD
Short Hills, NJ
August 13, 2012 - June 27, 2013
VTRADER PRO, LLC·CRD# 131920
BD
San Francisco, CA
July 28, 2010 - July 26, 2012
AK CAPITAL, LLC·CRD# 35413
BD
San Francisco, CA
April 21, 2005 - January 6, 2011
REDWOOD TRADING, LLC·CRD# 114774
BD
San Francisco, CA
February 8, 2002 - January 3, 2005
PROTRADER SECURITIES L.P.·CRD# 35233
BD
Austin, TX
August 22, 2001 - March 15, 2002
ORION TRADING, LLC·CRD# 43932
BD
Winter Park, FL
August 22, 2001 - April 25, 2002

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Current Firm

DC
DIPSEA CAPITAL, LLC

DIPSEA CAPITAL, LLC

CRD#: 257787 / SEC#: 801-128488
RIA
Registered Investment Advisory firm - SEC (8/7/2026 Terminated)
California
Registered Investment Advisory firm - California (7/28/2026 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

591 Redwood Highway Suite 3280, Mill Valley, CA 94941

Phone Number

(415) 925-9022

# of Employees

4

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DIPSEA CAPITAL LLC FIRM BROCHURE - FORM ADV PART 2B BROCHURE SUPPLEMENT (7/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

4

AUM (Assets Under Management)

$61,302,116

Exempt reporting advisers


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
CaliforniaERA - Withdrawn3/6/2019

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CASCADE CAPITAL MANAGEMENT, INVESTMENT RELATED, 100 SHORELINE HIGHWAY, SUITE B-125, MILL VALLEY, CA 94941, FILLING AND PURCHASING CLASS ACTION SETTLEMENT CLAIMS. THE START DATE IS 2/2013, 10 HOURS/ MONTH AND LESS THAN 5 HOURS A MONTH DURING SECURITIES TRADING HOURS. I LOCATE POTENTIAL INVESTORS WHO WOULD INVEST IN CASCADE FUND FOR WHICH I WOULD RECIEVE A FINDERS FEE.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(5/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2000About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Donald Michael Abramson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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