Kenneth A. Csaplar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Androvett Csaplar, who also goes by Kenneth Androvelt Csaplar, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1999. Kenneth had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2002 - May 9, 2012
BDO CAPITAL ADVISORS, LLC
May 24, 2001 - May 30, 2002
ANDERSEN CORPORATE FINANCE LLC
January 21, 1999 - June 24, 1999
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BDO CAPITAL ADVISORS, LLC
CRD#: 109679 / SEC#: , 8-53100
Contact information
FINRA licenses (28 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
