Gregory M. Rowe
Professional summary
Gregory Michael Rowe, who also goes by Gregory Micheal Rowe, Gregory Rowe, is a registered financial professional currently at HOLD BROTHERS CAPITAL LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 25, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Michael Rowe's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2024 - Present
HOLD BROTHERS CAPITAL LLC
Office #1: One Pennsylvania Plaza Suite 1510, New York, NY 10119-1510February 3, 2011 - December 4, 2024
LIVERMORE TRADING GROUP, INC.
April 16, 2010 - February 8, 2011
DENTE & BOMBA, LLC
January 5, 2010 - April 19, 2010
WALTER J. DOWD, INC.
March 23, 2009 - May 12, 2010
TAG SECURITIES CORP.
March 30, 2006 - January 6, 2010
LEK SECURITIES CORPORATION
April 28, 2004 - April 16, 2009
LL PARTNERS, INC.
February 10, 2003 - April 26, 2004
NANDRA GROUP, INC.
June 28, 2002 - February 18, 2003
LABRANCHE FINANCIAL SERVICES, LLC
October 1, 2000 - February 18, 2003
BAY CREST PARTNERS, LLC
June 7, 1996 - August 5, 1998
ROBERT THOMAS SECURITIES, INC
November 12, 1994 - December 3, 1994
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2024)
Exams
Series 99TO
Date: 4/22/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/10/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 3/6/2000
NYSE Trading Assistant ExaminationFINRA
Current Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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