Thomas A. Moore
KCPAG FINANCIAL ADVISORS LLC
Robinson, IL 62454
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CRD#: 2559735
Professional summary
Thomas Arthur Moore, CFP®, who also goes by Tom Moore, is a registered financial advisor currently at KCPAG FINANCIAL ADVISORS LLC located in Robinson, Illinois.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Tax Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Tom Moore
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1619 PROPERTIES LLC: Partner, Commercial Rental Real Estate, Investment Related: No, Hours: 0, Start Date: 07/01/2019, Address: 1619 W Main Street, Robinson, IL 62454, Description: Commercial Building.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Arthur Moore's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
June 1, 1999 - Present
KCPAG FINANCIAL ADVISORS LLC
Office #1: 1619 W Main Street, Robinson, IL 62454RIA
CRD#: 117491
Robinson, IL
Past
September 27, 2005 - May 30, 2019
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ROBINSON, IL
Past
May 4, 2001 - March 5, 2019
KCPAG BROKERAGE LLC
BD
CRD#: 107187
ROBINSON, IL
Past
July 12, 2000 - October 5, 2005
CAP PRO BROKERAGE SERVICES, INC.
BD
CRD#: 103953
COLUMBUS, OH
Past
February 9, 1999 - July 10, 2000
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
December 13, 1994 - February 18, 1999
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/20/2024)
IAR
California(1/4/2010)
IAR
Florida(10/3/2012)
IAR
Georgia(2/9/2023)
IAR
Illinois(6/1/1999)
IAR
Indiana(1/4/2010)
IAR
Kentucky(1/5/2010)
IAR
Louisiana(5/1/2012)
IAR
Missouri(10/23/2015)
IAR
North Carolina(9/18/2025)
IAR
Ohio(9/11/2025)
IAR
Tennessee(8/9/2021)
IAR
Texas(5/1/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 1/12/2001
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
KF
KCPAG FINANCIAL ADVISORS LLC
KCPAG FINANCIAL ADVISORS LLC
CRD#: 117491 / SEC#: 801-60922
RIA
Registered Investment Advisory firm - (9/18/2012 Terminated)Arizona
Registered Investment Advisory firm - (11/20/2024 Approved)California
Registered Investment Advisory firm - (7/10/2012 Approved)Florida
Registered Investment Advisory firm - (9/18/2012 Approved)Georgia
Registered Investment Advisory firm - (2/9/2023 Approved)Illinois
Registered Investment Advisory firm - (5/24/2012 Approved)Indiana
Registered Investment Advisory firm - (6/22/2012 Approved)Kentucky
Registered Investment Advisory firm - (4/26/2012 Approved)Louisiana
Registered Investment Advisory firm - (2/27/2012 Approved)Missouri
Registered Investment Advisory firm - (10/21/2015 Approved)North Carolina
Registered Investment Advisory firm - (9/18/2025 Approved)Ohio
Registered Investment Advisory firm - (8/26/2025 Approved)Tennessee
Registered Investment Advisory firm - (8/6/2021 Approved)Texas
Registered Investment Advisory firm - (6/28/2012 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1619 W. Main Street P. O. Box 529, Robinson, IL 62454
Mailing Address
Phone number
(618) 544-4993
Established
Firm type
Fiscal year end
# of Employees
17
Regulatory assets under management
| Total Number of Accounts | 456 |
| AUM (Assets Under Management) | $ 19,041,038 |
Red Flags
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Company Information
KCPAG FINANCIAL ADVISORS LLC
CRD#: 117491Robinson, IL 62454TRUST BUT VERIFY
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Contact information
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