Thomas Arthur Moore
CFP®Professional Summary
Thomas Arthur Moore, CFP®, who also goes by Tom Moore, is a registered financial advisor currently at KCPAG FINANCIAL ADVISORS LLC located in Robinson, Illinois. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Planning
- Tax Planning
- Retirement Planning
- Estate Planning
- Comprehensive Financial Planning
Other Aliases
Tom Moore
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
KCPAG FINANCIAL ADVISORS LLC
Contact Information
Main Address
1619 W. Main Street P. O. Box 529, Robinson, IL 62454Phone Number
(618) 544-4993# of Employees
17Documents
Regulatory Assets Under Management
Total Number of Accounts
405AUM (Assets Under Management)
$23,134,967Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(11/20/2024)
(1/4/2010)
(10/3/2012)
(2/9/2023)
(6/1/1999)
(1/4/2010)
(1/5/2010)
(5/1/2012)
(10/23/2015)
(9/18/2025)
(9/11/2025)
(8/9/2021)
(5/1/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jan 2001About the Series 28 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Thomas Arthur Moore's CRS (Customer Relationship Summary).
Services Offered by Thomas
- Investment Planning
- Tax Planning
- Retirement Planning
- Estate Planning
- Comprehensive Financial Planning
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