Bartholomew Pan-kita

WEST PALM BEACH, FL 33401

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CRD#: 2559538

Professional summary

Bartholomew Pan-kita, who also goes by Bartholomew Pan-kita, Bartholomew Pan-kita, was a registered financial professional .

Bartholomew is registered as a RR (Registered Representative) and started their career in finance in 1994. Bartholomew had worked at 15 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE, Series 3, Series 7, Series 28, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bartholomew Pan-Kita | Bartholomew Pan-Kita

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2025 - Present

Office #1: 515 North Flagler Drive Suite 350, West Palm Beach, FL 33401

WEST PALM BEACH, FL

Past

January 10, 2022 - September 27, 2024

UNIVEST SECURITIES, LLC

CRD#: 36105

NEW YORK, NY

Past

June 11, 2021 - October 28, 2021

D. BORAL CAPITAL

CRD#: 103792

New York, NY

Past

April 27, 2017 - June 9, 2021

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

January 12, 2015 - May 2, 2017

NATALLIANCE SECURITIES, LLC

CRD#: 39455

NEW YORK, NY

Past

July 11, 2012 - December 8, 2014

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

February 4, 2011 - July 16, 2012

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

Past

September 16, 2010 - February 14, 2011

COHEN & COMPANY CAPITAL MARKETS, LLC

CRD#: 144981

NEW YORK, NY

Past

January 19, 2010 - October 1, 2010

COHEN & COMPANY SECURITIES, LLC

CRD#: 104002

NEW YORK, NY

Past

June 11, 2009 - January 22, 2010

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

Past

March 14, 2006 - September 12, 2008

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

February 25, 2005 - March 16, 2006

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

August 6, 1999 - November 10, 2003

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

February 13, 1997 - August 27, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 21, 1994 - February 14, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/24/2025)

Exams

State Security Law Exam

Series 63

Date: 12/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 9/16/2025

Operations Professional Examination

General Industry/Product Exam

Series 82TO

Date: 9/16/2025

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/5/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/18/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 28

Date: 9/16/2025

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 27

Date: 7/2/2025

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/5/2001

General Securities Principal Examination

SRO Registrations

FINRA

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bartholomew Pan-kita

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

D. BORAL CAPITAL

MAXIM GROUP LLC

NATALLIANCE SECURITIES, LLC

CANTOR FITZGERALD & CO.

NEWEDGE USA, LLC

COHEN & COMPANY CAPITAL MARKETS, LLC

COHEN & COMPANY SECURITIES, LLC

MF GLOBAL INC.

DEUTSCHE BANK SECURITIES INC.

BANC OF AMERICA SECURITIES LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/12/1994

Series 99TO

Date: 9/16/2025

Series 82TO

Date: 9/16/2025

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 2/5/1997

Series 7

Date: 11/18/1994

Series 28

Date: 9/16/2025

Series 27

Date: 7/2/2025

Series 24

Date: 1/5/2001

FINRA

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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