AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
SH

Steven P. Hansen

CETERA INVESTMENT ADVISERS LLC
PINE RIVER, MN 56474
Some features on this profile are disabled
CRD#: 2559228
SH

Professional summary


Steven Paul Hansen, CFP®, who also goes by Steve Hansen, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pine River, Minnesota and CETERA WEALTH SERVICES, LLC located in Pine River, Minnesota.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Steve Hansen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MRK FINANCIAL SOLUTIONS POSITION: Finacial Planner NATURE: Meet with clients and develope & implement financial plans INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2023 ADDRESS: 205 2nd Street S, Pine River MN 56474, United States; DESCRIPTION: Investments, insurance 2) PINE RIVER AREA FOUNDATIONM POSITION: Board member & Officer NATURE: Board Position/Officer INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/29/2019 ADDRESS: 103 Mill ST S, Pine River MN 56474, United States DESCRIPTION: Board member & Officer 3)TRUPLAN FINANCIAL ADVISORS POSITION: Financial Planner NATURE: Providing Financial Planning services, including investment services provided by Avantax Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/03/2025 ADDRESS: 3020 Harbor Ln. No., Plymouth MN 55447, United States DESCRIPTION: Meet with clients and develop & implement financial plans

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Steven Paul Hansen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2000

Experience


Current

September 5, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 227 Barclay Ave., Pine River, MN 56474
RIA
CRD#: 105644
PINE RIVER, MN
Current

September 5, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 227 Barclay Ave., Pine River, MN 56474
BD
CRD#: 13572
Pine River, MN
Past

November 4, 2013 - September 5, 2025

AVANTAX ADVISORY SERVICES

RIA
CRD#: 104556
Pine River, MN
Past

January 29, 2013 - September 5, 2025

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
Pine River, MN
Past

November 15, 2012 - January 8, 2013

SECURITIES AMERICA, INC.

BD
CRD#: 10205
PINE RIVER, MN
Past

December 19, 2005 - December 31, 2010

INVESTMENT CENTERS OF AMERICA, INC.

RIA
CRD#: 16443
PINE RIVER, MN
Past

December 19, 2005 - November 14, 2012

INVESTMENT CENTERS OF AMERICA, INC.

BD
CRD#: 16443
PINE RIVER, MN
Past

November 16, 1994 - December 2, 2005

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
MARSHALL, MN

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/24/2025)
RR
Indiana
(10/24/2025)
RR
Iowa
(9/5/2025)
RR
Minnesota
(9/5/2025)
IAR
Minnesota
(9/5/2025)
RR
Oregon
(10/24/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)
RR
Washington
(9/5/2025)
RR
Wisconsin
(9/5/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/6/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management


Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
12/13/2024
09/26/2023
11/18/2022

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CETERA INVESTMENT ADVISERS LLC

CRD#: 105644Pine River, MN 56474

TRUST BUT VERIFY

Monitor Steven Hansen

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Samuel William Spanos
Samuel SpanosAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Sea Island, GA
Alexander Winslow Kimmel
Alexander KimmelAdvisorCheck Check Mark
CHARLES SCHWAB & CO., INC.
PR
SAN FRANCISCO, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics