Brian D. Lapin
Professional summary
Brian David Lapin, who also goes by Brian D Lapin, is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian David Lapin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2017 - Present
MONNESS CRESPI HARDT & CO., INC.
Office #1: 767 Third Avenue, New York, NY 10017-2047March 12, 2013 - December 8, 2017
CANACCORD GENUITY LLC
February 25, 2010 - March 25, 2013
COWEN SECURITIES LLC
April 30, 2002 - February 24, 2010
PALI CAPITAL, INC.
September 22, 2000 - April 30, 2002
PALI CAPITAL, LLC
March 20, 1995 - September 25, 2000
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2017)
(12/8/2017)
Exams
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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