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JC

Jonathan D. Cohen

XNERGY FINANCIAL LLC
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 2559006
JC

Professional summary

Jonathan Dean Cohen, who also goes by Jonathan D Cohen, Jonathan Cohen, is a registered financial professional currently at XNERGY FINANCIAL LLC located in Los Angeles, California.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1995. Jonathan has worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jonathan D Cohen | Jonathan Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Dean Cohen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2022 - Present

XNERGY FINANCIAL LLC

Office #1: 1801 Century Park East 25th Floor, Los Angeles, CA, 90067
BD
CRD#: 144436
Los Angeles, CA
Past

March 4, 2019 - March 24, 2020

PFS INVESTMENTS INC.

BD
CRD#: 10111
SAN FRANCISCO, CA
Past

June 22, 2015 - October 11, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
LOS ANGELES, CA
Past

November 4, 2011 - August 22, 2013

GIRARD SECURITIES, INC.

BD
CRD#: 18697
MISSION VIEJO, CA
Past

December 15, 2009 - February 2, 2011

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
TORRANCE, CA
Past

June 12, 2007 - December 31, 2007

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

February 17, 2005 - June 6, 2007

PFS INVESTMENTS INC.

BD
CRD#: 10111
DULUTH, GA
Past

January 28, 2002 - January 2, 2003

PEREGRINE FINANCIALS & SECURITIES, INC.

BD
CRD#: 43992
CHICAGO, IL
Past

May 5, 1999 - July 19, 1999

AMERICAN INCOME SECURITIES

BD
CRD#: 37476
SANTA ANA, CA
Past

March 30, 1998 - December 9, 1998

AMERICAN INCOME SECURITIES

BD
CRD#: 37476
SANTA ANA, CA
Past

September 29, 1997 - March 6, 1998

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

June 5, 1997 - October 10, 1997

NEXCORE CAPITAL, INC.

BD
CRD#: 31893
SAN DIEGO, CA
Past

April 28, 1995 - October 19, 1995

WELLS FARGO SECURITIES INC.

BD
CRD#: 17438
SAN FRANCISCO, CA
Past

January 16, 1995 - August 6, 1996

FIRST DIVERSIFIED MANAGEMENT GROUP, INC.

BD
CRD#: 19824

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/23/2022)
RR
New York
(8/1/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/11/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/13/1998
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/1995
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

XF
XNERGY FINANCIAL LLC
XNERGY FINANCIAL CORPORATION | XNERGY FINANCIAL LLC

CRD#: 144436 / SEC#: , 8-67655

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1801 Century Park East 25th Floor, Los Angeles, CA, 90067
Mailing Address
1801 Century Park East 25th Floor, Los Angeles, CA, 90067
Phone number
(310) 552-0000
Established
California since 12/15/2008
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
XNERGY, LLCSHAREHOLDER
JACOBS, MARK STUARTCEO2295215
KODMAN, EDWARD GRANTFINOP8163156
SOBCZAK, AMRICCHIEF COMPLIANCE OFFICER6752202
STEFANY, NIAFOUNDER5406554

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

XNERGY FINANCIAL LLC

CRD#: 144436Los Angeles, CA 90067

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