Lourdes M. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lourdes Maria Jones, who also goes by Maria Lourdes Diazverson, Lourdes Diazverson Jones, Maria Louly, was a registered financial professional .
Lourdes is a previously registered financial professional and started their career in finance in 1996. Lourdes had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2011 - December 31, 2017
QUEST CAPITAL STRATEGIES, INC.
April 22, 2010 - March 21, 2011
RESOURCE HORIZONS GROUP LLC
August 14, 1996 - May 19, 2010
MIRAMAR SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
