Jose A. Martinez
Professional summary
Jose Antonio Martinez JR, who also goes by Tony Martin, Jose A Martinez Jr, Jose A. Martinez, Jose Antonio Martinez, Jose Martinez, Tony Martinez Jr, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Bergenfield, New Jersey.
Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jose has worked at 20 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jose Antonio Martinez JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jose Antonio Martinez JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2024 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 126 N Washington Avenue, Bergenfield, NJ 07621November 12, 2024 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446June 30, 2023 - October 28, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 29, 2023 - October 28, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 20, 2023 - June 23, 2023
MORGAN STANLEY
May 21, 2013 - June 23, 2023
E*TRADE SECURITIES LLC
April 25, 2013 - June 23, 2023
HARRISDIRECT LLC
September 12, 2011 - February 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2011 - February 7, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 10, 2007 - January 3, 2011
CHASE INVESTMENT SERVICES CORP.
December 10, 2007 - January 3, 2011
CHASE INVESTMENT SERVICES CORP.
September 17, 2007 - December 19, 2007
PNC WEALTH MANAGEMENT LLC
March 8, 2007 - December 19, 2007
PNC WEALTH MANAGEMENT LLC
April 24, 2000 - February 26, 2007
CITIGROUP GLOBAL MARKETS INC.
June 28, 1999 - April 3, 2000
CITICORP INVESTMENT SERVICES
June 16, 1998 - September 1, 1998
SALOMON BROTHERS INC.
June 16, 1998 - June 21, 1999
CITIGROUP GLOBAL MARKETS INC.
April 21, 1997 - March 23, 1998
R.D. WHITE & CO., INC.
December 9, 1996 - April 8, 1997
BROWNSTONE CAPITAL CORP.
May 15, 1996 - November 21, 1996
BLACKWELL DONALDSON & COMPANY
August 16, 1995 - May 29, 1996
EURO-ATLANTIC SECURITIES INC.
July 19, 1995 - August 16, 1995
CORTLANDT CAPITAL CORPORATION
May 9, 1995 - June 20, 1995
MEYERS POLLOCK ROBBINS, INC.
April 6, 1995 - May 4, 1995
KENSINGTON WELLS INCORPORATED
March 29, 1995 - April 18, 1995
A.S. GOLDMEN & CO., INC.
February 6, 1995 - April 3, 1995
FIRST ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2024)
(11/12/2024)
(3/19/2025)
(3/19/2025)
Exams
FINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,697 |
| AUM (Assets Under Management) | $ 8,255,945,350 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
