Matthew R. Jones
LEGACY CAPITAL WEALTH PARTNERS
Little Rock, AR 72227
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CRD#: 2557927
Professional summary
Matthew Ridgway Jones, CFP® is a registered financial advisor currently at LEGACY CAPITAL WEALTH PARTNERS, LLC located in Little Rock, Arkansas and PURSHE KAPLAN STERLING INVESTMENTS located in Little Rock, Arkansas.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Matthew has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Comprehensive Financial Planni...
Tax Planning
Investment Planning
Estate Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.Legacy Capital Wealth Partners, LLC d/b/a Legacy Capital. Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227 RIA. President, owner and IAR. 03/2018. 125 Hrs/Mo; 6Hrs/Day During Trading Hours. Responsible for Managing Compliance and Working with Clients as an Advisor. 2.Baptist Health Foundation Board. Not Investment Related. 9601 Baptist Health Drive, Little Rock, AR 72205. Board Position (Board of Directors, Board of Trustees, etc.). Immediate Past Chair of the Board and member of the Investment Committee. 12/01/2016. 1HR/Mo: 0 During Trading Hours. Lead Quarterly Meetings of the Committee and Work Closely with CFO of Hospital to Communicate Information to other Committee Members. 3.M R Jones Investments, LLC, Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. Real Estate. Managing Member and Sole Shareholder. 8/15/2013. 1-2 Hrs/Mo: 0 During Trading Hours. Make Investments of Personal Capital in Passive Investments including real estate and private equity. 4.Matthew R Jones, LTD. Not Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. Management Company I use that Collects all Revenue Earned by me from Legacy Capital related entities. President and Sole Shareholder. 12/18/2012. 2 Hrs/Mo: 0 During Trading Hours. It is the Management Company I use that Collects all Revenue Earnings by me from legacy Capital Wealth Holdings, LLC. 5.Legacy Capital Group Arkansas, LLC. Not Investment Related. 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. Provides Fixed Insurance services and products to Legacy Capital Clients. President and Representative. 09/1997. 35 Hrs/Mo: 1 Hr/Day During Trading Hours. Oversee Operations and recommend and Place Insurance Products. 6.LCG Wealth Management, LLC. Not Investment Related. 8315 Cantrell Road, Ste 200, Little Rock, AR 72227. A pass through entity that holds ownership Interest in Legacy Capital Wealth Holdings, LLC. Member. 03/2018. 1 Hr/Mo: 0 During Trading Hours. Oversee Accounting. 7.Legacy Capital Wealth Holdings, LLC. Not Investment Related. 8315 Cantrells Road, Ste. 200, Little Rock, AR 72227. Holding Company that Owns Legacy Capital Wealth Partners, LLC and Legacy Capital Group of Arkansas, LLC. President. 03/2018. 2 Hrs/Mo: 0 During Trading Hours. Oversee Accounting and Other Executive Functions. 8.PAW Enterprises LLC. Investment Related. One Allied Drive, Ste. 1720. Little Rock, AR 72202. LLC that Makes Passive Investments in Real Estate. Private Equity, and Other Investments. Member and 50% Shareholder. 03/20 1 Hr/Mo: 0 During Trading hours. Evaluate with Other Shareholders and Make Investments of Personal Capital in various passive investments. 9.Arkansas Tennis Patrons Foundation Board: Not Investment Related: Sit on a committee that makes donations to tennis related charities: 7/2018: 05 Hours/Month: 0 Hurs/Month During Securities Hours: Secretary/Treasurer of the Organization. Primary Role is to Coordinate between the Board and the Investment Manager. 10.HMO Partners, Inc. DBA Health Advantage - Not investment Relaetd-320 W. Capitol Ave. Little Rock, AR 72201-Offers Health Insurance plans in Arkansas-Board Member-8/12/2018-1 Hr.mth-1 during trading hours- Serving as a member of Bord of Directors. Board meets appr. 4 times per year for 2 hrs. 11.MRJ Legacy Investments LLC. Investment-related. Located at 8315 Cantrell Road, Suite 200, Little Rock, AR 72227. Holding Company. Manager/Sole Shareholder. Start: 10/2022 0.5 Hrs/month: all during trading hours. Entity set up at advice of estate planning attorney, will evaluate and make investments in real estate and private equity, and the sole shareholder and manager.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Ridgway Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
March 2, 2018 - Present
LEGACY CAPITAL WEALTH PARTNERS, LLC
Office #1: 8315 Cantrell Road Suite 200, Little Rock, AR 72227RIA
CRD#: 291960
Little Rock, AR
Current
March 8, 2018 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 8315 Cantrell Rd. Suite 200, Little Rock, AR 72227BD
CRD#: 35747
Little Rock, AR
Past
April 20, 2016 - March 1, 2018
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
LITTLE ROCK, AR
Past
April 2, 1998 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
LITTLE ROCK, AR
Past
October 8, 1997 - March 1, 2018
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
LITTLE ROCK, AR
Past
March 19, 1996 - September 18, 1997
STEPHENS
BD
CRD#: 3496
LITTLE ROCK, AR
Past
May 2, 1995 - March 20, 1996
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
February 10, 1995 - August 2, 1995
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
November 21, 1994 - September 17, 1996
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LC
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC
CRD#: 291960 / SEC#: 801-112442
RIA
Registered Investment Advisory firm - (2/12/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/8/2018)
IAR
Arkansas(3/2/2018)
RR
Arkansas(3/9/2018)
RR
Delaware(10/8/2025)
RR
Florida(3/8/2018)
RR
Indiana(10/4/2023)
RR
Mississippi(3/8/2018)
RR
Ohio(10/4/2023)
RR
Oklahoma(3/8/2018)
RR
Pennsylvania(9/26/2022)
RR
Texas(3/8/2018)
IAR
Texas(4/6/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LC
LEGACY CAPITAL WEALTH PARTNERS, LLC
LEGACY CAPITAL WEALTH PARTNERS, LLC
CRD#: 291960 / SEC#: 801-112442
RIA
Registered Investment Advisory firm - (2/12/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8315 Cantrell Road Suite 200, Little Rock, AR 72227
Mailing Address
Phone number
(501) 376-7878
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,548 |
| AUM (Assets Under Management) | $ 1,317,812,779 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
