Mitchell I. King
Professional summary
Mitchell Irwin King is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.
Mitchell is registered as a RR (Registered Representative) and started their career in finance in 1995. Mitchell has worked at 4 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mitchell Irwin King's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2023 - Present
SRT SECURITIES LLC
Office #1: 416 Hawthorne Street, Birmingham, MI 48009March 31, 2022 - September 15, 2023
SRT SECURITIES LLC
May 8, 1998 - April 29, 2020
LEK SECURITIES CORPORATION
May 31, 1996 - February 11, 1999
ING FINANCIAL MARKETS LLC
February 17, 1995 - May 3, 1995
ELECTRONIC TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2024)
Exams
Series 7TO
Date: 3/13/2022
General Securities Representative ExaminationSeries 57TO
Date: 3/13/2022
Securities Trader ExamFINRA
NYSE Texas, Inc.
Current Firm
SRT SECURITIES LLC
CRD#: 33725 / SEC#: , 8-34415
Contact information
FINRA licenses (25 States and Territories)
Documents
Disclosures
| Regulatory Event | 24 |
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