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Mitchell Irwin King

SRT SECURITIES
BIRMINGHAM, MI
·CRD# 2557890·31 years experience

Professional Summary

Mitchell Irwin King is a registered financial advisor currently at SRT SECURITIES LLC located in Birmingham, Michigan. Mitchell is registered as a RR (Registered Representative) and started their career in finance in 1995. Mitchell has worked at 4 firms and has passed the Series 63, Series 7TO, Series 57TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

SRT SECURITIES LLC·CRD# 33725
BD
416 Hawthorne Street, Birmingham, MI 48009
December 16, 2023 - Present
SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
March 31, 2022 - September 15, 2023
LEK SECURITIES CORPORATION·CRD# 33135
BD
Chicago, IL
May 8, 1998 - April 29, 2020
ING FINANCIAL MARKETS LLC·CRD# 28872
BD
New York, NY
May 31, 1996 - February 11, 1999
ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
February 17, 1995 - May 3, 1995

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Current Firm

SS
SRT SECURITIES LLC

ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: 8-34415
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

416 Hawthorne Street, Birmingham, MI 48009

Mailing Address

416 Hawthorne Street, Birmingham, MI 48009

Phone Number

(917) 282-4757

Established

Delaware since 05/24/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER—
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event

26

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(1/3/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2022About the Series 7TO exam

Series 57TO — Securities Trader Exam

Passed Mar 2022About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1995About the Series 7 exam
FINRA
SRO Registrations
NYSE Texas, Inc.
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mitchell Irwin King's CRS (Customer Relationship Summary).

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