Michael B. Boyd
Professional summary
Michael Bartow Boyd, who also goes by Mike Boyd, is a registered financial professional currently at ACADEMY SECURITIES, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 11 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, Series 52TO, SIE, Series 55, Series 25, Series 7, Series 3, Series 14, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Bartow Boyd's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2012 - Present
ACADEMY SECURITIES, INC.
Office #1: 622 3rd Avenue 12th Floor, New York, NY 10017Office #2: 101 Glen Lennox Drive Suite 220, Chapel Hill, NC 27517Office #3: 312 S. Fourth Street Suite 700, Louisville, KY 40202Office #4: 622 Third Avenue 12th Floor, New York, NY 10017Office #5: 501 Congress Avenue Suite 150, Austin, TX 78701January 8, 2010 - November 10, 2010
MLV & CO. LLC
April 12, 2007 - October 21, 2008
KABRIK TRADING LLC
May 11, 2006 - January 17, 2007
DAVIS SECURITIES LLC
May 18, 2004 - November 10, 2005
CJM SECURITIES, INC.
September 17, 1997 - November 19, 1998
PALOMA SECURITIES L.L.C.
November 11, 1996 - May 9, 1997
TRADE-WELL DISCOUNT INVESTING, LLC.
May 21, 1996 - November 8, 1996
UBS CAPITAL MARKETS L.P.
November 27, 1995 - October 2, 1996
CHARLES SCHWAB & CO., INC.
May 17, 1995 - August 4, 1995
MORGAN STANLEY DW INC.
December 12, 1994 - March 23, 1995
AMERICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2014)
(6/28/2017)
(5/1/2013)
(5/1/2013)
(5/1/2013)
(10/31/2014)
(5/1/2013)
(5/29/2014)
(5/15/2020)
(5/1/2013)
(5/1/2013)
(4/17/2015)
(4/10/2020)
(9/24/2019)
(5/7/2021)
(5/1/2013)
(5/1/2013)
(5/1/2013)
(5/1/2013)
(2/23/2016)
(5/15/2013)
(4/9/2020)
(5/1/2013)
(3/28/2016)
(10/3/2012)
(6/24/2014)
(5/15/2015)
(10/12/2018)
(5/20/2013)
(5/1/2013)
(4/26/2016)
(11/22/2019)
(6/18/2020)
(8/22/2013)
(3/13/2024)
(8/29/2016)
(5/1/2013)
(5/1/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 2/13/2006
Limited Representative-Equity Trader ExamSeries 25
Date: 10/7/2004
NYSE Trading Assistant ExaminationFINRA
Current Firm
ACADEMY SECURITIES, INC.
CRD#: 17433 / SEC#: , 8-35173
Contact information
FINRA licenses (38 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MIMS, RONALD CHANCE | CHAIRMAN, CEO | 5637540 |
| GRAHAM, ANTHONY R | FINOP | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL OPERATIONS OFFICER | 4959159 |
| GRAHAM, ANTHONY R | PRINCIPAL FINANCIAL OFFICER | 4959159 |
| GRAHAM, ANTHONY R | COO | 4959159 |
| MCCONKEY, PHILIP JOSEPH | VICE CHAIRMAN | 3253139 |
| WILCOX, SPENCER HAMILTON | PRESIDENT | 5802885 |
| BOYD, MICHAEL BARTOW | CHIEF COMPLIANCE OFFICER, MUNICIPAL SECURITIES PRINCIPAL,REGISTERED OPTIONS PRINCIPAL, AML OFFICER | 2557814 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
