Shelley Ivey, Iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelley Ivey, Iii, who also goes by Shelley IVey III, Shelley Ivey, was a registered financial professional .
Shelley is a previously registered financial professional and started their career in finance in 1966. Shelley had worked at 3 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 1996 - December 1, 2014
TIMECAPITAL INVESTOR ADVISORY SERVICES INC
September 25, 1975 - April 30, 2004
TIMECAPITAL SECURITIES CORPORATION
February 14, 1966 - September 30, 1975
EDWARDS & HANLY
Primary Firm SEC Registration
TIMECAPITAL INVESTOR ADVISORY SERVICES INC
CRD#: 105672 / SEC#: 801-11732
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/21/1957
Registered Representative ExaminationCurrent Firm
TIMECAPITAL INVESTOR ADVISORY SERVICES INC
CRD#: 105672 / SEC#: 801-11732
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 496 |
| AUM (Assets Under Management) | $ 232,056,930 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
