Carlo Guerrera
Professional summary
Carlo Guerrera is a registered financial professional currently at PENTEGRA DISTRIBUTORS INC. located in Shelton, Connecticut.
Carlo is registered as a RR (Registered Representative) and started their career in finance in 2008. Carlo has worked at 5 firms and has passed the Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carlo Guerrera's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2023 - Present
PENTEGRA DISTRIBUTORS INC.
Office #1: 2 Enterprise Drive Suite 408, Shelton, CT 06484January 2, 2013 - December 31, 2020
MML DISTRIBUTORS, LLC
October 10, 2011 - November 13, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
October 10, 2011 - November 13, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
January 1, 2009 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
February 5, 2008 - January 1, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249 / SEC#: , 8-42445
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
PENTEGRA DISTRIBUTORS INC.
CRD#: 26249Shelton, CT 06484TRUST BUT VERIFY
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