Edward Y. Soh
Professional summary
Edward Young Soh, who also goes by Ed Soh, Eddie Soh, is a registered financial professional currently at EP SECURITIES, LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1994. Edward has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Young Soh's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 16, 2010 - Present
EP SECURITIES, LLC
Office #1: 275 Madison Ave. Suite 1901, New York, NY 10016Office #2: 275 Madison Ave Suite 1901, New York, NY 10016November 1, 2004 - December 7, 2007
FTN EQUITY CAPITAL MARKETS CORP.
July 14, 1996 - April 28, 1997
ROBERT R. MEREDITH & CO., INC.
November 8, 1994 - May 1, 1995
COMMONWEALTH ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/17/2010)
(11/29/2010)
(10/7/2010)
(1/14/2014)
(6/22/2010)
(3/25/2010)
(10/8/2010)
(10/15/2010)
(3/14/2011)
(9/20/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
EP SECURITIES, LLC
CRD#: 150774 / SEC#: , 8-68297
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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