SJ
Samuel Jacobs
TLG ADVISORS
New York, NY
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CRD#: 2557191
SJ
Professional summary
Samuel Jacobs, who also goes by Sam Jacobs, is a registered financial advisor currently at TLG ADVISORS, INC. located in New York, New York and THE LEADERS GROUP, INC. located in Summit, New Jersey.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Samuel has worked at 10 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 28 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sam Jacobs
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) GBS - 10/27/2023 - 2850 Golf Road, Rolling Meadows, IL 60008 - Employee/Life insurance annuities & DI insurance sales and consulting services, Not Invt Rel, Insurance business, 120 hrs/mo; 30 hrs/mo (during trading hours). 2.) LION STREET - 8/1/14 - 300 Colorado Street, Suite 2600, Austin, TX 78701- Minority Owner, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) MANOR HOUSE CAP INS SVCS - 6/8/2007 - 254 E 68th Street, Apt 24D, New York, NY 10065 - Employee, Life insurance and annuities & DI insurance sales & consulting services, Not Invt Rel, Insurance business, 15 hrs/mo; 0 hrs/mo (during trading hours). 4.) TLG ADVISORS INC - 9/16/2024 - 26 W Dry Creek Circle Suite 800, Littleton, CO 80120 - IAR Rel, Invt Rel, RA Business, 10 hrs/mo; 10 hrs/mo (during trading hours).
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Jacobs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2024 - Present
TLG ADVISORS, INC.
RIA
CRD#: 111052
New York, NY
Current
September 16, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901BD
CRD#: 37157
SUMMIT, NJ
Past
May 3, 2018 - October 15, 2024
LION STREET ADVISORS, LLC
RIA
CRD#: 167610
Philadelphia, PA
Past
December 9, 2014 - October 15, 2024
LION STREET FINANCIAL, LLC
BD
CRD#: 165828
New York, NY
Past
November 29, 2006 - January 2, 2013
MANOR HOUSE CAPITAL ADVISORS, LLC
RIA
CRD#: 141610
PHILADELPHIA, PA
Past
October 19, 2006 - December 5, 2014
MANOR HOUSE CAPITAL LLC
BD
CRD#: 140863
PHILADELPHIA, PA
Past
September 8, 2003 - November 6, 2006
MAG FINANCIAL, INC.
BD
CRD#: 36327
PHILADELPHIA, PA
Past
July 5, 2002 - August 14, 2003
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
PHILADELPHIA, PA
Past
August 9, 2001 - September 24, 2002
PROGRESS FINANCIAL ADVISORS
RIA
CRD#: 119114
PHILADELPHIA, PA
Past
November 11, 1994 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 11, 1994 - August 14, 2003
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
Registered Investment Advisory firm - (8/6/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/24/2024)
RR
California(9/16/2024)
RR
Colorado(9/16/2024)
RR
Connecticut(9/16/2024)
RR
Delaware(9/16/2024)
RR
District of Columbia(9/16/2024)
RR
Florida(9/16/2024)
RR
Illinois(10/7/2024)
RR
Maryland(9/16/2024)
RR
New Jersey(9/16/2024)
RR
New York(9/16/2024)
IAR
New York(9/16/2024)
RR
North Carolina(9/16/2024)
RR
Pennsylvania(9/16/2024)
RR
South Dakota(9/16/2024)
RR
Texas(9/16/2024)
RR
Wyoming(9/16/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 8/10/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP
CRD#: 111052 / SEC#: 801-60458
RIA
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Contact information
Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
