Lawrence A. Canning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Andrew Canning was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1995. Lawrence had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2018 - November 20, 2019
LEAGUE CAPITAL MARKETS
September 23, 2015 - July 20, 2016
PLANNER SECURITIES LLC
October 8, 2012 - October 20, 2015
WOODSTOCK FINANCIAL GROUP, INC.
January 13, 2012 - October 10, 2012
SAXONY SECURITIES, INC.
December 15, 2000 - February 2, 2012
J.P. TURNER & COMPANY, L.L.C.
October 5, 1999 - December 18, 2000
AMERICAN FRONTEER FINANCIAL CORPORATION
May 19, 1999 - October 8, 1999
ARGENT SECURITIES, INC.
April 16, 1999 - May 10, 1999
ARGENT SECURITIES, INC.
December 15, 1995 - April 20, 1999
D.E. FREY & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEAGUE CAPITAL MARKETS
CRD#: 170803 / SEC#: , 8-69432
Contact information
FINRA licenses (14 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
