Jose M. Barrionuevo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Maria Barrionuevo was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1997. Jose had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 2010 - August 13, 2014
STORMHARBOUR SECURITIES LP
May 3, 2010 - August 25, 2010
ATLAS ONE FINANCIAL GROUP, LLC
November 6, 2009 - November 20, 2012
BANORTE SECURITIES INTERNATIONAL, LTD.
June 28, 2006 - October 19, 2007
BBVA SECURITIES INC.
February 19, 2002 - May 18, 2006
BARCLAYS CAPITAL INC.
February 14, 2001 - December 3, 2001
BNP PARIBAS SECURITIES CORP.
June 25, 1997 - July 7, 2000
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
STORMHARBOUR SECURITIES LP
CRD#: 35997 / SEC#: , 8-46999
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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