Gail R. Hodes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Robyn Hodes was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1994. Gail had worked at 9 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2019 - October 26, 2020
WILDERMUTH SECURITIES, LLC
June 28, 2018 - August 21, 2018
CNR SECURITIES, LLC
August 17, 2007 - October 2, 2008
PALOMA SECURITIES L.L.C.
October 7, 2004 - September 20, 2005
DKR CAPITAL SECURITIES CORP.
March 15, 2004 - May 24, 2004
SCHRODER FUND ADVISORS LLC
October 21, 2003 - January 30, 2004
DEUTSCHE BANK SECURITIES INC.
June 17, 2003 - October 21, 2003
DEAM INVESTOR SERVICES, INC.
August 21, 1997 - September 4, 2001
GE INVESTMENT DISTRIBUTORS, INC
November 21, 1994 - September 8, 1995
CETERA WEALTH SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
WILDERMUTH SECURITIES, LLC
CRD#: 288416 / SEC#: , 8-69943
Contact information
Documents
Red Flags
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