Carol Jean Wildermuth
Professional Summary
Carol Jean Wildermuth, who also goes by Carol Jean Norton, was a registered financial advisor. Carol was a previously registered financial professional and started their career in finance 1986 - 2023. Carol had worked at 7 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14, Series 10, Series 9, Series 53, Series 4, Series 28, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Carol Jean Norton
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
ASTERIA WEALTH LLC | WILDERMUTH ASSET MANAGEMENT, LLC
Contact Information
Main Address
Ponte Vedra Beach, FLMailing Address
3948 3rd Street S #89, Jacksonville, FL 32250Phone Number
(770) 407-5401# of Employees
6Documents
Regulatory Assets Under Management
Total Number of Accounts
519AUM (Assets Under Management)
$98,360,548Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 1998About the Series 28 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1994Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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