Michael J. Santoro
Professional summary
Michael Joseph Santoro, who also goes by Michael J Santoro, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Jericho, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Santoro's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2025 - Present
VANDERBILT SECURITIES, LLC
Office #1: 500 N. Broadway, Suite 219, Jericho, NY 11753October 11, 2024 - February 27, 2025
OSAIC WEALTH, INC.
November 9, 2020 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
August 2, 2010 - November 10, 2020
LINCOLN INVESTMENT
February 15, 2005 - August 2, 2010
MM ASCEND LIFE INVESTOR SERVICES, LLC
February 6, 1996 - February 15, 2005
PMG SECURITIES CORPORATION
April 6, 1995 - September 15, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 6, 1995 - September 15, 1995
SIGNATOR INVESTORS, INC.
November 3, 1994 - March 3, 1995
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2025)
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(4/2/2025)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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